Tag Archives: settlement

Ranne v. Department of the Treasury

Dianne E. Ranne v. Department of the Treasury
01A32979
February 11, 2004
.



Dianne E. Ranne,
Complainant,

v.

John W. Snow,
Secretary,
Department of the Treasury,
Agency.

Appeal No. 01A32979

Agency No. 01-2269

Hearing No. 310-A2-5052X

DECISION

Complainant filed a timely appeal with this Commission from a final
decision (FAD) by the agency dated July 28, 2003, finding that it was
in compliance with the terms of the June 24, 2002 settlement agreement
into which the parties entered.  See 29 C.F.R. § 1614.402; 29 C.F.R. §
1614.504(b); and 29 C.F.R. § 1614.405.

The June 24, 2002 settlement agreement provided, in pertinent part, that:
  1.  The Bureau agrees; that upon receipt of the medical information from
  [Complainant's] psychologist and the Bureau's psychologist/psychiatrist
  which states that [Complainant's] phobia is resolved to the point that
  her emotional stability and level of anxiety would not be adversely
  affected by the presence of insects or crickets, regardless of the
  number of insects or crickets or the time spent around them, and that
  it would not reasonably interfere with her ability to concentrate
  or perform the duties and responsibilities of a police officer, it
  will non-competitively temporarily promote, not to exceed one year,
  [Complainant] to a police officer position (at the grade and step
  she was at the time she was last employed as BEP police officer). If
  [Complainant] successfully completes this one-year probationary period
  without incident or need of accommodation for her phobia, the Bureau
  will make her promotion permanent.




 2. [Complainant]

  ..........

d. Agrees to successfully complete and pass all physical and medical
requirements of a police officer.

  ..........

3. [Complainant] acknowledges, understands and agrees that in the event
that her psychologist or the Bureau's psychologist/psychiatrist do
not definitively state that her phobia is resolved to the point that
her emotional stability and level of anxiety would not be adversely
affected by the presence of insects or crickets, regardless of the
number of insects or crickets or the time spent around them, and that
it would not reasonably interfere with her ability to concentrate or
perform the duties and responsibilities of a police officer, or if she
fails to pass the medical or physical requirements of a police officer,
or fails to pass the firearm requirements of a police officer she will
not be placed in the position of police officer.

By letter to the agency dated April 3, 2003, complainant through her
attorney, alleged that the agency breached the settlement agreement
and requested that the agency implement the terms of the agreement by
reinstating her to the position of a police officer.  Specifically,
complainant claimed that the agency breached the settlement agreement
on February 5, 2003, when it determined that complainant would not be
reinstated as a police officer because she failed the requisite hearing
portion of the physical examination.  Complainant further alleged that
her hearing was the same as it was when she was initially hired by the
agency as a police officer; and that despite her hearing impairment,
she successfully completed her probationary period and performed her
duties competently for the years of 1998, 1999 and 2000.  Furthermore,
complainant alleged that the agency acted in bad faith in settling
her complaint.

In its July 28, 2003 FAD, the agency found there was no breach.
The agency determined that the language in provision 3 of the settlement
agreement required complainant to undergo a physical examination in
order to be a police officer.  The agency further determined that
because complainant failed the requisite audiometric test, she was
not placed in the position of a police officer.  The agency concluded
that there was no evidence that any of the agency officials engaged in
bad faith during negotiations of complainant's settlement agreement.
Specifically, the agency concluded that complainant was represented by
an attorney and that they had a reasonable period of time to consider
the terms of the settlement agreement.

EEOC Regulation 29 C.F.R. § 1614.504(a) provides that any settlement
agreement knowingly and voluntarily agreed to by the parties, reached at
any stage of the complaint process, shall be binding on both parties.
The Commission has held that a settlement agreement constitutes a
contract between the employee and the agency, to which ordinary rules
of contract construction apply. See Herrington v. Department of Defense,
EEOC Request No. 05960032 (December 9, 1996).  The Commission has further
held that it is the intent of the parties as expressed in the contract,
not some unexpressed intention, that controls the contract's construction.
Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795
(August 23, 1990).  In ascertaining the intent of the parties with regard
to the terms of a settlement agreement, the Commission has generally
relied on the plain meaning rule.  See Hyon O v. United States Postal
Service, EEOC Request No. 05910787 (December 2, 1991).  This rule states
that if the writing appears to be plain and unambiguous on its face,
its meaning must be determined from the four corners of the instrument
without resort to extrinsic evidence of any nature.  See Montgomery
Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

In the instant case, we find that the agency properly found no breach.
Specifically, we find the language in provision 2.d. states that
complainant agrees to successfully complete and pass all physical and
medical requirements of a police officer.  We also find the language
in provision 3 states that if complainant fails to pass the medical or
physical requirements of a police officer, she would not be placed in
the position of police officer.  Here, complainant failed the requisite
hearing test which resulted in her not being placed in the position
of a police officer.  Additionally,  complainant has failed to show
that the agency engaged in bad faith or that she was misled during the
negotiations of complainant's settlement agreement.  Therefore, we find
that the agency complied with the June 24, 2002 settlement agreement.

Accordingly, the agency's final decision finding no settlement breach
is hereby AFFIRMED.


STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this
case if the complainant or the agency submits a written request containing
arguments or evidence which tend to establish that:

 1. The appellate decision involved a clearly erroneous interpretation
 of material fact or law; or

 2. The appellate decision will have a substantial impact on the policies,
 practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed
with the Office of Federal Operations (OFO) within thirty (30) calendar
days of receipt of this decision or within twenty (20) calendar days of
receipt of another party's timely request for reconsideration. See 29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for
29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).  All requests
and arguments must be submitted to the Director, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036.  In the absence of a legible postmark, the
request to reconsider shall be deemed timely filed if it is received by
mail within five days of the expiration of the applicable filing period.
See 29 C.F.R. § 1614.604.  The request or opposition must also include
proof of service on the other party.

Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely, unless extenuating circumstances
prevented the timely filing of the request.  Any supporting documentation
must be submitted with your request for reconsideration.  The Commission
will consider requests for reconsideration filed after the deadline only
in very limited circumstances.  See 29 C.F.R. § 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States
District Court within ninety (90) calendar days from the date that you
receive this decision.    If you file a civil action, you must name as
the defendant in the complaint the person who is the official agency head
or department head, identifying that person by his or her full name and
official title.  Failure to do so may result in the dismissal of your
case in court.  "Agency" or "department" means the national organization,
and not the local office, facility or department in which you work. If you
file a request to reconsider and also file a civil action, filing a civil
action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security.  See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court.  Filing a request for an attorney does not extend your time
in which to file a civil action.  Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________
Carlton M. Hadden, Director
Office of Federal Operations

February 11, 2004
__________________
Date

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Filed under Discrete Acts, Dismissals, Harassment, Hostile Work Environment

Lonnie v. Department of Interior

Tina Lonnie
                                Complainant,

                                     v.

                               Gale A. Norton,

                                 Secretary,

                         Department of the Interior,
                                   Agency.

                             Appeal No. 01A31700

                          Hearing Nos. 370-A1-X2419
                                           370-A1-X2531
                                           370-A2-X2003

                           Agency Nos. FNP-99-089R
                                          FNP-2000-006
                                          FNP-2000-107

                                  DECISION

                                JURISDICTION

On January 14, 2003, complainant filed an appeal from the agency's  December
16, 2002 final order  concerning  her  equal  employment  opportunity  (EEO)
complaint alleging employment discrimination in violation of  Title  VII  of
the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. §  2000e  et
seq.  The appeal is deemed timely and is accepted pursuant to  29  C.F.R.  §
1614.405(a).

                                 BACKGROUND

At the time of events giving rise to this complaint, complainant  worked  as
a Laborer, WG-2, in the Buildings  Custodial  Department,  at  the  agency's
National Park Service in Yosemite National Park.   Complainant  filed  three
EEO complaints alleging  discrimination  on  the  bases  of  race  (African-
American), sex (female), and  reprisal  for  prior  protected  EEO  activity
under Title VII of the Civil Rights Act of 1964.  The  first  complaint  was
filed on June 10, 1999, alleging discrimination when: (1) her  requests  for
training opportunities  to  enhance  the  development  of  her  career  were
denied; (2) she was  not  selected  for  a  promotion  to  the  position  of
Maintenance  Worker,  WG-4749-05,  advertised  under  vacancy   announcement
number YOSE-97-99; and (3) she  was  subjected  to  harassment  by  her  co-
workers  (CW1  and  CW2).   In  complaint  #2,  filed  October   18,   1999,
complainant alleged that she was  discriminated  against  on  the  bases  of
race, sex, and reprisal when (4) she was not selected for a  120-day  detail
in the Building and  Grounds  Department  of  Yosemite  National  Park.   On
September 28, 2000, complainant filed her third  formal  complaint  alleging
discrimination on the same bases when: (5) she  was  not  selected  for  the
position of Laborer, WG-3502-03, advertised under vacancy  announcement  No.
98-62.

Each complaint was  investigated  separately.   At  the  conclusion  of  the
investigations, complainant was provided with  a  copy  of  the  reports  of
investigation and notice of her right to request a hearing  before  an  EEOC
Administrative Judge (AJ).  Complainant timely requested a hearing  on  each
of the three complaints.  The AJ consolidated the three complaints.

On April 5, 2002, the AJ issued his notice of intent  to  issue  a  decision
without a hearing.  Complainant's attorney filed  a  response  to  the  AJ's
notice on April 25, 2002.  Complainant's response  asserted  that  she  made
out  a  prima  facie  case  of  harassment  based   on   race.    Therefore,
complainant's counsel argued, the matter is one where  summary  judgment  is
not  appropriate.   After  a  review  of   the   investigative   files   and
complainant's submissions, the AJ issued a decision  without  a  hearing  on
July 1, 2002.

                                 AJ DECISION

The AJ found that there were no material facts in dispute and  the  evidence
of record failed to  establish  complainant  was  discriminated  against  as
alleged.

Specifically, as to claim  (1),  the  AJ  noted  that  complainant  did  not
request specific training.  Further, the AJ found that the  record  included
several training opportunities complainant received  including  training  on
the  4X4  Mule,  forklift  safety  and  operation,  and  basic   electrical.
Therefore, the AJ  determined  that  complainant  was  not  denied  training
opportunities.

In  claim  (2),  the  AJ  found  that  the   agency   provided   legitimate,
nondiscriminatory reasons  for  its  actions.   In  claim  (2),  complainant
alleged discrimination when she was not selected for  the  WG-5  Maintenance
Worker position.  The AJ noted that S1 chose Selectee1 (white male)  because
he had  an  extensive  background  in  repair  and  maintenance  work  while
complainant lacked such experience.  S1 then  also  chose  Selectee2  (white
male) for another Maintenance  Worker  position  based  on  his  maintenance
experience.  The AJ  then  turned  to  complainant  to  establish  that  the
agency's reasons were pretext and found  that  complainant  failed  to  show
that she  had  the  similar  job-related  experience  as  Selectee1  and  2.
Therefore, the AJ concluded that complainant had not  established  that  the
agency's reasons were pretext for discrimination.

As to  claim  (4),  the  AJ  found  that  the  agency  provided  legitimate,
nondiscriminatory reasons for the  detail.   Complainant's  supervisor  (S1)
averred that he had a temporary  promotional  detail  available,  and  three
equally qualified employees for the detail--complainant and two of  her  co-
workers (CW3 and CW4, both white males).  S1 thought it  would  be  fair  to
give all three of them part of the  detail  by  splitting  the  detail  into
three ways, so each employee would get an opportunity to fill two  forty-day
temporary details, one in the Building and Grounds Department and the  other
in the Campground Maintenance Department.  S1 chose names out of  a  hat  to
decide the order of the details.  CW3 was the first name out of the hat  for
the Building and Grounds  detail.   CW4  was  second  and  assigned  to  the
Campground Maintenance detail.  Complainant's name was third and she was  to
rotate into the Campground Maintenance  detail  after  the  first  forty-day
detail period.  However, the AJ found that at some later  point,  the  Chief
of  Maintenance  offered  complainant  the  whole  120-day  detail  and  she
declined the offer.  Because complainant declined the offer, S1 was told  to
take complainant's name out of rotation.  Based on the record, the AJ  found
that S1 selected complainant  for  a  forty-day  detail  and  she  was  even
offered  the  full  120-day  detail.   Therefore,  the  AJ  concluded   that
complainant was not denied the detail as alleged.

As to claim (5), the AJ noted  that  complainant  and  two  co-workers  were
referred on the certificate for the WG-3 Laborer  position.   The  AJ  found
that the agency decided not to hire for the WG-3  Laborer  position  due  to
lack of funding.  While the management official who made  the  decision  not
to  fill  the  decision  was  aware  of  complainant's  prior  EEO  activity
(Complaints 1 and 2 previously  described),  he  denied  that,  rather  than
funding problems, was the reason  for  his  decision.  Complainant  asserted
that the  agency  did  not  fill  the  position  because  it  did  not  want
complainant to get the job.   Further,  complainant  claimed  that  she  was
coerced into a sexual relationship with one of  her  supervisors  (S3),  who
participated in the selection.  She  asserted  that  she  was  not  selected
because she ended the relationship with the  S3.   The  AJ,  however,  noted
that complainant acknowledged that the relationship was consensual and  that
it continued until February 2000, well after the agency decided not to  fill
the WG-3 Laborer position in 1998.   Accordingly,  the  AJ  determined  that
complainant failed to show pretext as to the  position  at  issue  in  claim
(5).

The AJ also determined that complainant failed to  establish  her  claim  of
unlawful harassment.  In  claim  (3),  complainant  asserted  that  she  was
subjected to discriminatory harassment by several white male  coworkers  and
that management failed  to  do  anything  about  it.    The  AJ  found  that
complainant did not assert that any of the alleged acts by  these  coworkers
were directed at her and also did not allege that  they  made  any  racially
derogatory remarks about her.  Therefore, the AJ concluded that  complainant
failed to establish her claim of harassment.

                             FINAL AGENCY ACTION

The agency subsequently issued a final order adopting the AJ's finding  that
complainant failed to prove that she  was  subjected  to  discrimination  as
alleged.  Complainant filed this appeal without  comment.   In  response  to
the appeal, the agency argued that the AJ  correctly  concluded  that  there
were no material facts in dispute and that complainant failed  to  establish
that she  was  discriminated  against  as  alleged.   As  such,  the  agency
requested that the Commission affirm its final action.

                             STANDARD OF REVIEW

In rendering this appellate decision we must scrutinize the AJ's  legal  and
factual conclusions, and the agency's final order adopting  them,  de  novo.
See 29 C.F.R. § 1614.405(a) (stating that a "decision on an appeal  from  an
agency's final action shall be based on a de novo review . . .");  see  also
EEOC Management Directive  110,  Chapter  9,  §  VI.B.  (November  9,  1999)
(providing that an administrative judge's  "decision  to  issue  a  decision
without a hearing pursuant to [29 C.F.R. § 1614.109(g)] will be reviewed  de
novo").  This essentially means that we should look at this case with  fresh
eyes.  In other words, we are free to accept (if  accurate)  or  reject  (if
erroneous) the AJ's, and agency's, factual conclusions and legal analysis  -
including  on  the  ultimate  fact  of  whether  intentional  discrimination
occurred,  and  on  the  legal  issue  of  whether  any  federal  employment
discrimination statute  was  violated.   See  id.  at  Chapter  9,  §  VI.A.
(explaining  that  the  de  novo  standard  of  review  "requires  that  the
Commission examine the record  without  regard  to  the  factual  and  legal
determinations of the previous decision maker," and that  EEOC  "review  the
documents, statements, and testimony of record,  including  any  timely  and
relevant submissions of the parties, and . . . issue its decision  based  on
the Commission's own assessment of the record and its interpretation of  the
law").

                            ANALYSIS AND FINDINGS

We must first determine whether it  was  appropriate  for  the  AJ  to  have
issued a decision without  a  hearing  on  this  record.   The  Commission's
regulations allow an AJ to issue a decision without a  hearing  when  he  or
she finds that there is no genuine issue of  material  fact.   29  C.F.R.  §
1614.109(g).  This  regulation  is  patterned  after  the  summary  judgment
procedure set forth in Rule 56 of the  Federal  Rules  of  Civil  Procedure.
The U.S. Supreme Court has held that summary judgment is  appropriate  where
a court  determines  that,  given  the  substantive  legal  and  evidentiary
standards that apply to the case, there exists no genuine issue of  material
fact.  Anderson v. Liberty Lobby,  Inc.,  477  U.S.  242,  255  (1986).   In
ruling on a motion for summary judgment, a court's function is not to  weigh
the evidence but rather to determine whether there are  genuine  issues  for
trial.  Id. at 249.  The evidence of the non-moving party must  be  believed
at the summary judgment stage and all justifiable inferences must  be  drawn
in the non-moving  party's  favor.   Id.  at  255.   An  issue  of  fact  is
"genuine" if the evidence is such that a reasonable fact finder  could  find
in favor of the non-moving party.  Celotex v. Catrett, 477 U.S. 317,  322-23
(1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st  Cir.  1988).
A fact is "material" if it has the potential to affect the  outcome  of  the
case.

If a case can only be resolved by weighing conflicting evidence,  issuing  a
decision without holding a hearing is not appropriate.  In  the  context  of
an  administrative  proceeding,  an  AJ  may  properly  consider  issuing  a
decision without holding a  hearing  only  upon  a  determination  that  the
record has been adequately developed for summary disposition.  See Petty  v.
Department of Defense, EEOC Appeal No. 01A24206 (July 11,  2003).   Finally,
an AJ should not rule in favor  of  one  party  without  holding  a  hearing
unless he or she ensures that the party opposing the  ruling  is  given  (1)
ample notice of the proposal to issue a decision without a  hearing,  (2)  a
comprehensive statement of the allegedly undisputed material facts, (3)  the
opportunity to respond to such a statement, and (4) the chance to engage  in
discovery before responding, if necessary.  According to the Supreme  Court,
Rule 56  itself  precludes  summary  judgment  "where  the  [party  opposing
summary judgment] has not had the opportunity to discover  information  that
is essential to his  opposition."   Anderson,  477  U.S.  at  250.   In  the
hearing context, this means that the administrative judge  must  enable  the
parties to engage in the amount of discovery necessary to  properly  respond
to  any  motion  for  a  decision  without  a  hearing.   Cf.  29  C.F.R.  §
1614.109(g)(2)  (suggesting  that  an  administrative  judge   could   order
discovery, if necessary, after receiving an opposition to  a  motion  for  a
decision without a hearing).

Upon review, we find  that  the  record  was  fully  developed  by  thorough
investigations.  In particular, we note  that  the  investigators  conducted
detailed depositions of complainant, management  and  other  witnesses.   We
note that the witnesses appear to essentially agree on  the  facts  involved
in the complaints at hand.  Additionally,  complainant  failed  to  identify
any material facts in dispute at the hearing or on  appeal.   Therefore,  we
determine that there are no material  facts  in  dispute.   Accordingly,  we
conclude that summary judgment was appropriate.

Disparate Treatment

A claim of disparate treatment based on indirect evidence is examined  under
the three-part analysis first enunciated in  McDonnell  Douglas  Corporation
v. Green, 411 U.S. 792 (1973).  For complainant to prevail, she  must  first
establish a prima facie case of discrimination by presenting facts that,  if
unexplained, reasonably give rise to an inference of  discrimination,  i.e.,
that a prohibited consideration was  a  factor  in  the  adverse  employment
action.  McDonnell Douglas, 411 U.S. at 802; Furnco  Construction  Corp.  v.
Waters, 438 U.S. 567 (1978).  The  burden  then  shifts  to  the  agency  to
articulate a legitimate, nondiscriminatory reason for  its  actions.   Texas
Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981).   Once
the  agency  has  met  its  burden,  the  complainant  bears  the   ultimate
responsibility to persuade  the  fact  finder  by  a  preponderance  of  the
evidence that the agency acted on the basis of  a  prohibited  reason.   St.
Mary's Honor Center v. Hicks, 509 U.S. 502 (1993).

The elements of the prima  facie  case  are  determined  by  the  individual
circumstances of each case and the  bases  of  discrimination  alleged;  but
regardless of the specific action at  issue,  complainant  may  establish  a
prima facie case by demonstrating: 1) that she is a member  of  a  protected
group; 2) that she  is  similarly  situated  to  employees  outside  of  her
protected group;  3)  and  that  she  was  treated  differently  than  those
employees. Potter v. Goodwill Industries of Cleveland, Inc., 518  F.2d  864,
865 (6th Cir. 1975).   In a reprisal  claim,  and  in  accordance  with  the
burdens set forth in McDonnell Douglas, Hochstadt  v.  Worcester  Foundation
for Experimental Biology, 425 F. Supp. 318, 324 (D. Mass.), aff'd, 545  F.2d
222 (1st Cir. 1976), and Coffman v.  Department  of  Veteran  Affairs,  EEOC
Request No. 05960473 (November 20, 1997),  a  complainant  may  establish  a
prima facie case  of  reprisal  by  showing  that:  (1)  she  engaged  in  a
protected activity; (2) the agency was aware of the protected activity;  (3)
subsequently, she was subjected to adverse treatment by the agency; and  (4)
a nexus exists between the protected activity  and  the  adverse  treatment.
Whitmire  v.  Department  of  the  Air  Force,  EEOC  Appeal  No.   01A00340
(September 25, 2000).

Claims (1), (2), and (5)

This established order of analysis in discrimination  cases,  in  which  the
first step normally consists of determining the existence of a  prima  facie
case, need not be followed in all cases.  Where the agency  has  articulated
a legitimate, nondiscriminatory reason for the personnel  action  at  issue,
the factual inquiry can proceed directly to the third step of the  McDonnell
Douglas analysis, the ultimate issue of whether complainant has shown  by  a
preponderance of the evidence that the agency's actions  were  motivated  by
discrimination.  U.S. Postal Service Bd. of Governors v.  Aikens,  460  U.S.
711,  713-714  (1983);  Hernandez  v.  Department  of  Transportation,  EEOC
Request No. 05900159 (June 28, 1990); Peterson v. Department of  Health  and
Human Services, EEOC Request No. 05900467  (June  8,  1990);  Washington  v.
Department of the Navy, EEOC Petition No. 03900056 (May 31, 1990).

Upon review, we find that the AJ correctly determined that  complainant  did
not show that she was discriminated against as alleged in  claims  (1).   As
to claims (2) and (5), the AJ properly found  that  the  agency  articulated
legitimate,  nondiscriminatory  reasons  and  that  complainant  failed   to
establish that those reasons were pretext.

Claim (4)

In claim (4), complainant is an African-American female  who  filed  an  EEO
complaint  against  S1.   CW3  and  CW4  (both  white  males  who  have  not
participated in EEO activity) were selected by S1 for the details at  issue.
 Complainant was not provided with the  detail.   Therefore,  we  find  that
complainant has established a prima facie case of  discrimination  based  on
her race, sex and her prior EEO activity.

The  burden   shifts   to   the   agency   to   articulate   a   legitimate,
nondiscriminatory reason for  its  action.   S1  averred  that  he  selected
complainant, CW3 and CW4 for two details.  He asserted that  he  placed  the
names in a hat and that CW3 and CW4 were selected first out of  the  hat  to
serve on the forty-day details.  Complainant's name was third  and  she  was
to rotate into the Campground Maintenance detail after the  first  forty-day
detail period.  However, the AJ found that at some later  point,  the  Chief
of  Maintenance  offered  complainant  the  whole  120-day  detail  and  she
declined the offer.  Because complainant declined the offer, S1 was told  to
take complainant's name out of rotation  and  she  never  served  in  either
details to  the  Building  and  Grounds  Department  or  to  the  Campground
Maintenance Department.
We note that, in concluding no discrimination occurred, the AJ  credited  as
legitimate  the  agency's  rationale  for  taking  complainant  out  of  the
rotation for the promotional detail-that complainant was  offered  the  full
120-day detail and that she rejected it.  The AJ, however,  appears  not  to
have recognized that this "offer" was  made  during  settlement  discussions
between complainant and agency regarding a prior EEO complaint.  See  Report
of Counseling, Complaint FNP-00-006.  In exchange  for  withdrawing  an  EEO
complaint, the agency offered to provide complainant with the whole  120-day
detail.   Complainant  refused  the  offer  in  order  to  pursue  her   EEO
complaint.  The evidence is clear that she was then removed  from  her  turn
at the rotational details, that she had already  been  granted,  because  of
her refusal to accept the settlement offer.  EEOC Management Directive (MD)-
110, Chapter  12,  is  clear  that  settlements  of  EEO  disputes  must  be
voluntary in nature, with the complainant free to choose not to  settle  and
instead  pursue  processing  of  his  or  her  EEO   complaint.    Moreover,
"[s]ettlement negotiations, including any statements or  proposals,  are  to
be  treated  as  confidential  and  privileged  to   facilitate   a   candid
interchange to settle disputes informally."  Harris  v.  Department  of  the
Navy, EEOC Request No. 05941002 (March 23, 1995).   For  these  reasons,  we
find that the agency's decision to pull complainant out of the rotation  for
the promotional details was unlawful retaliation for complainant's  decision
to exercise her protected right in the EEO complaint process to  pursue  her
previously filed EEO complaints rather than settling with the agency.

Harassment

It is well-settled that harassment based on an individual's  sex  and  race,
or in retaliation for engaging is protected  EEO  activity,  is  actionable.
See Meritor Savings Bank FSB v. Vinson, 477 U.S. 57  (1986).   In  order  to
establish a claim of  harassment under those  bases,  the  complainant  must
show that: (1) she belongs  to  the  statutorily  protected  classes  and/or
engaged in prior EEO activity; (2) she was subjected  to  unwelcome  conduct
related to her membership in those classes and her prior EEO  activity;  (3)
the harassment complained of  was  based  on  sex,  race  and/or  prior  EEO
activity; (4) the harassment had  the  purpose  or  effect  of  unreasonably
interfering with her  work  performance  and/or  creating  an  intimidating,
hostile, or offensive work  environment;  and  (5)  there  is  a  basis  for
imputing liability to the employer. See Henson v. City of Dundee,  682  F.2d
897 (11th Cir. 1982).  The harasser's conduct should be evaluated  from  the
objective viewpoint of a reasonable person in  the  victim's  circumstances.
Enforcement Guidance on Harris v. Forklift Systems  Inc.,  EEOC  Notice  No.
915.002 (March 8, 1994).

Claim (3)

In claim (3), complainant alleged that she was subjected to a  hostile  work
environment when she was harassed on the basis of  her  race,  sex  and  her
participation in prior EEO activity.  Complainant noted that she was one  of
the few African Americans working at the  park  and  the  only  one  in  her
division.  The record also establishes that due to the geographic  isolation
of the park, many employees lived in close proximity to their work and  each
other, and encountered each other both at work and  when  not  working  with
some  frequency.   Complainant  stated  that  most  other  African  American
employees who have tried "to work here and live here  and  make  this  their
community.have  all  left.I'm  the  only  one  that  has  stuck   it   out."
Deposition of June 11, 2001, pg.12.

Complainant asserted in August 1997 she was placed in a  permanent  position
at the park, where previously she had held a temporary job.   She said  that
almost immediately one of her coworkers (CW1, a white male)  told  her  that
"the only reason you got a permanent job. is because [you  are]  black"  and
then spat at her feet.   Id., pg. 17.  She said CW1  later  repeatedly  made
similar statements and continued  spitting  at  her  feet  on  a  number  of
different occasions for a period of "months and  months,"  which  she  found
very offensive.  Id., pg.  19.     Complainant  said  she  finally  reported
CW1's conduct to her supervisor, S1, who sent her to a  "mediation  meeting"
with CW1, held  with  the  agency's  EEO  counselor.   After  the  mediation
session,  complainant  stated  that  CW1  stopped   making   the   offensive
statements, but gave her a lot of "dirty  looks,"  as  well  as  complaining
frequently to management about her work.

Complainant's supervisor, S1,  confirmed  that  she  was  the  only  African
American employee he supervised.  He  also  said  that  he  was  aware  that
complainant  and  CW1  had  a  long-standing   hostile   relationship,   but
characterized it as a personality conflict.  He indicated  that  he  decided
to set up the mediation session for the two of them with the facility's  EEO
counselor.  He noted that during the lunch break of the  mediation  session,
an anonymous report was received that complainant had  been  seen  using  an
illegal substance while driving her park-issued scooter.  He said  the  park
police investigated immediately  and  determined  that  the  allegation  was
untrue.  He indicated that this incident "kind  of  ruined"  the  mediation.
Complainant's second-level supervisor, S2, confirmed that he was also  aware
of a bad relationship between complainant and CW1 and counseled them to  put
their differences aside, but he denied knowing there was  a  racial  element
to their disputes.  However, the EEO Counselor's report  indicated  that  S2
told the counselor that CW1 was told by management that  "his  behavior  was
not appropriate and would not be tolerated."

With regard to CW2's conduct, complainant asserted that he said that if  she
got promoted before he did he was going to make  "a  big  stink  about  it."
Id., pg. 24.   Complainant also said that one day in front of the shop,  CW2
(white, male) said he was  going  to  rape  the  wife  of  the  second-level
supervisor, S2.  Complainant reported this statement to  management  and  an
investigation of the incident was started.  Complainant was detailed out  of
the park to Santa Barbara for about a month during the investigation.   When
she returned, she learned  that  S2  had  been  permanently  transferred  to
another park, but she was returned to work with  CW2.   She  noted  that  in
addition to encountering him at work, CW2 also lived about five houses  away
from her.  Complainant asserted she was fearful for her own  safety  working
with CW2 and had been told by some friends that they heard him say  that  he
hoped she was dead.  Complainant said she told management she was afraid  of
CW2, but they did nothing about it.  Complainant asserted that S2  (who  was
white) was protected by the agency from CW2, while she was not.
S1 confirmed that complainant was briefly detailed to Santa Barbara  because
of concerns that CW2 would retaliate against her for reporting  his  alleged
threat against S2's wife.  He said CW2 was suspended for 30  days  following
the investigation of this incident and he was  aware  that  complainant  was
afraid of CW2, and said he tried to keep them separated and to  counsel  CW2
frequently.  S2 confirmed that he and  his  family  transferred  to  another
park shortly after this incident, in part to get away  from  CW2.   He  also
confirmed complainant's assertion that  CW2  was  very  angry  at  her,  and
described him as very  "imposing."    He  said  that  park  law  enforcement
continued to monitor CW2's actions on a regular basis.

Upon review, we find  that  the  AJ  correctly  concluded  that  complainant
failed to show that the alleged incidents of harassment were due to her  sex
and/or prior EEO activity.  However, based on a review of  the  record,  the
Commission disagrees with the  AJ's  conclusion  that  complainant  did  not
assert that any of the alleged acts by her coworkers were  directed  at  her
and also did not allege that  they  made  any  racially  derogatory  remarks
about her.  We find that the evidence of record showed  that  CW1's  actions
were based,  at  least  in  part,  on  complainant's  race.   CW1  regularly
commented, for a period of "months and months," that the reason  complainant
was hired by the agency was her race and spat  in  complainant's  direction.
We note that complainant was the only person of her  race  employed  at  the
facility.  There is also evidence that  he  acted  in  a  generally  hostile
manner towards her over a long period of time.  Management was  fully  aware
of the hostile relationship between them,  and  sent  them  to  a  mediation
session with an EEO counselor to  learn  to  "get  along."   These  efforts,
however, were established to be unsuccessful.

The agency is liable for harassment  by  a  co-worker  if  it  knew  of  the
harassment  and  failed  to  take  appropriate  corrective  action.   Policy
Guidance on Current Issues of Sexual Harassment, EEOC Notice  No.  N-915-050
(March 19, 1990); Owens v. Department of Transportation,  EEOC  Request  No.
05940824 (September 5, 1996).  Here, complainant  informed  her  supervisors
of the harassment.  Complainant stated and  management  officials  confirmed
that she raised the issue of  CW1  behavior.   However,  despite  management
counseling of CW1 about his behavior, the hostility  continued,  a  fact  of
which the record indicates management was aware. Therefore, upon review,  we
find that despite knowledge of  the  harassment,  management  did  not  take
prompt and appropriate corrective action.  As such, we find that the  agency
cannot  make  out  an  affirmative  defense  to  complainant's  claim  of  a
discriminatory hostile work environment.  See Burlington  Industries,  Inc.,
v. Ellerth, 524 U.S. 742 , 118 S.Ct. 2257, 2270 (1998); Faragher v. City  of
Boca Raton, 524 U.S. 775, 118 S.Ct. 2275, 2292-93 (1998);  EEOC  Enforcement
Guidance: Vicarious Liability for Unlawful Harassment by  Supervisors,  EEOC
Notice No. 915.002 (June 18, 1999) at 12.  Accordingly,  we  determine  that
complainant has shown that she was subjected to a hostile  work  environment
based on her race.

With regard to the actions of  CW2,  we  find  that  while  complainant  was
undoubtedly subjected to hostility by his  actions,  and  reasonably  feared
CW2, there is insufficient evidence to establish  that  CW2's  actions  were
motivated by racial discrimination rather  than  his  anger  at  complainant
because she reported his  threats  directed  at  S2's  wife.   However,  the
record does establish that agency management treated S2, who was white,  and
complainant, who was African American, differently with regard to CW2.   The
record establishes that S2 was permanently transferred to another  park,  at
least in part, to protect him from potential danger from CW2.   Complainant,
on the other hand, was briefly sent to another facility, but  then  returned
to Yosemite where she continued to  have  to  work  with  CW2.   Complainant
asserted she was fearful for her own safety working with CW2  and  had  been
told by some friends that they heard  him  say  that  hoped  she  was  dead.
Complainant said she told management she was afraid of  CW2,  but  they  did
nothing about it.  We find that complainant has established  a  prima  facie
case of disparate treatment by agency  management  based  on  race  in  this
matter, which the agency has failed to  rebut  with  an  articulation  of  a
legitimate,  nondiscriminatory   reason   for   the   different   treatment.
Therefore, we further find complainant has established an  inferential  case
of  race  discrimination  with  regard  to  agency  management's   lack   of
appropriate response to her legitimate fears about  having  to  continue  to
work with CW2.

                                 CONCLUSION

After a review of the record in its entirety, it  is  the  decision  of  the
Commission to affirm in part and reverse in part the agency's  final  order.
The agency is ordered to take the corrective action listed below.

                                ORDER (C0900)

The agency is ordered to take the following remedial action:


1. The agency shall provide complainant with forty-day detail  opportunities
   to  both  the  Building  and  Grounds  and  the  Campground   Maintenance
   Departments and provide her with back pay for any differences  in  salary
   she would have incurred had she originally received these details.

2. The agency is directed to conduct training for the agency  employees  who
   have been found to have created a hostile work environment as well as for
   the management officials  who  failed  to  exercise  reasonable  care  to
   prevent the  hostile  work  environment  and  who  discriminated  against
   complainant.  The agency shall address these employees'  responsibilities
   with respect to eliminating harassment in the workplace.

3.  The  agency  shall  consider  taking  disciplinary  action  against  the
   employees identified as being  responsible  for  the  discrimination  and
   unlawful harassment perpetrated against complainant.   The  agency  shall
   report its decision.  If the agency decides to take disciplinary  action,
   it shall identify the action taken.  If the agency decides  not  to  take
   disciplinary action, it shall set forth the reason(s)  for  its  decision
   not to impose discipline.

4. The agency shall ensure that CW1 and CW2 are separated from  complainant.

5. Within fifteen (15) calendar days  of  the  date  this  decision  becomes
   final, the agency shall give complainant a notice of her right to  submit
   objective evidence (pursuant to the guidance given in Carle v. Department
   of the Navy, EEOC Appeal No. 01922369 (January 5, 1993))  in  support  of
   her claim for compensatory damages within forty-five (45)  calendar  days
   of the date complainant receives the agency's notice.  The  agency  shall
   complete the investigation on the claim for compensatory  damages  within
   forty-five  (45)  calendar  days  of  the  date   the   agency   receives
   complainant's claim for compensatory  damages.   Thereafter,  the  agency
   shall process the claim in accordance with 29 C.F.R. § 1614.110.

6. The agency is further directed to  submit  a  report  of  compliance,  as
   provided in the statement entitled "Implementation  of  the  Commission's
   Decision."  The report shall include supporting  documentation  verifying
   that the corrective action has been implemented.

7. The agency shall complete all of the above actions  within  120  calendar
   days from the date on which the decision becomes final.

                            POSTING ORDER (G0900)

The agency is ordered to post at its facility  in  Yosemite  National  Park,
copies of the attached notice.  Copies of the notice, after being signed  by
the agency's duly authorized representative, shall be posted by  the  agency
within thirty (30) calendar days of the date this  decision  becomes  final,
and shall remain posted for sixty  (60)  consecutive  days,  in  conspicuous
places, including all places where  notices  to  employees  are  customarily
posted.  The agency shall take reasonable steps to ensure that said  notices
are not altered, defaced, or covered by any other  material.   The  original
signed notice is to be submitted to the Compliance Officer  at  the  address
cited  in  the  paragraph  entitled  "Implementation  of  the   Commission's
Decision," within ten (10) calendar days of the expiration  of  the  posting
period.

                           ATTORNEY'S FEES (H0900)

If complainant has been represented by an attorney (as defined by 29  C.F.R.
§ 1614.501(e)(1)(iii)),  he/she  is  entitled  to  an  award  of  reasonable
attorney's fees incurred in the processing  of  the  complaint.   29  C.F.R.
§ 1614.501(e).  The award of attorney's fees shall be paid  by  the  agency.
The attorney shall submit a verified statement of fees to the agency --  not
to  the  Equal  Employment  Opportunity  Commission,   Office   of   Federal
Operations -- within thirty (30) calendar days  of  this  decision  becoming
final.  The agency shall then process  the  claim  for  attorney's  fees  in
accordance with 29 C.F.R. § 1614.501.

             IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with  the  Commission's  corrective  action  is  mandatory.   The
agency shall submit its compliance report within thirty (30)  calendar  days
of the completion of all ordered corrective  action.  The  report  shall  be
submitted to the Compliance Officer, Office  of  Federal  Operations,  Equal
Employment Opportunity Commission, P.O. Box 19848, Washington, D.C.   20036.
 The agency's report must contain supporting documentation, and  the  agency
must send a copy of all submissions to the complainant.  If the agency  does
not comply with the Commission's order, the  complainant  may  petition  the
Commission for enforcement of the  order.   29  C.F.R.  § 1614.503(a).   The
complainant also has the right to file a civil action to enforce  compliance
with  the  Commission's  order  prior  to  or  following  an  administrative
petition for enforcement.  See  29  C.F.R.  §§ 1614.407,  1614.408,  and  29
C.F.R. § 1614.503(g).  Alternatively, the complainant has the right to  file
a civil action on the underlying complaint in accordance with the  paragraph
below entitled "Right to File A Civil Action."  29  C.F.R.  §§ 1614.407  and
1614.408.  A  civil  action  for  enforcement  or  a  civil  action  on  the
underlying complaint is subject to the deadline stated in 42  U.S.C.  2000e-
16(c) (1994 & Supp. IV 1999).  If the complainant files a civil action,  the
administrative processing of  the  complaint,  including  any  petition  for
enforcement, will be terminated.  See 29 C.F.R. § 1614.409.

                       STATEMENT OF RIGHTS - ON APPEAL
                           RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this  case
if the complainant or  the  agency  submits  a  written  request  containing
arguments or evidence which tend to establish that:

       1.     The  appellate   decision   involved   a   clearly   erroneous
           interpretation of material fact or law; or

      2.    The appellate decision will have a  substantial  impact  on  the
           policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief,  must  be  filed
with the Office of Federal Operations  (OFO)  within  thirty  (30)  calendar
days of receipt of this decision or within  twenty  (20)  calendar  days  of
receipt of another  party's  timely  request  for  reconsideration.  See  29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for  29
C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).   All  requests  and
arguments must be submitted to the Director, Office of  Federal  Operations,
Equal Employment Opportunity Commission, P.O. Box  19848,  Washington,  D.C.
20036.  In the absence of a legible  postmark,  the  request  to  reconsider
shall be deemed timely filed if it is received by mail within five  days  of
the expiration of the applicable filing period.  See 29  C.F.R.  § 1614.604.
The request or opposition must also include proof of service  on  the  other
party.

Failure to file within the time period will  result  in  dismissal  of  your
request for reconsideration as untimely,  unless  extenuating  circumstances
prevented the timely filing of the  request.  Any  supporting  documentation
must be submitted with your request  for  reconsideration.   The  Commission
will consider requests for reconsideration filed after the deadline only  in
very limited circumstances.  See 29 C.F.R. § 1614.604(c).

             COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (T0900)

This decision affirms the agency's final decision/action  in  part,  but  it
also requires the agency to continue  its  administrative  processing  of  a
portion of your complaint.  You have the right to file a civil action in  an
appropriate United States District Court within ninety  (90)  calendar  days
from the date that you receive this decision on both that  portion  of  your
complaint which  the  Commission  has  affirmed  and  that  portion  of  the
complaint which has been remanded for continued  administrative  processing.
  In the alternative, you may file a civil  action  after  one  hundred  and
eighty (180) calendar days of the date you filed  your  complaint  with  the
agency, or your appeal with the Commission, until such time  as  the  agency
issues its final decision on your complaint.  If you file  a  civil  action,
you must name as the defendant in  the  complaint  the  person  who  is  the
official agency head or department head, identifying that person by  his  or
her full name and official title.  Failure  to  do  so  may  result  in  the
dismissal of your  case  in  court.   "Agency"  or  "department"  means  the
national organization, and not the local office, facility or  department  in
which you work.  If you file a request to reconsider and also file  a  civil
action, filing a civil action will terminate the  administrative  processing
of your complaint.

                      RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if  you  do  not  have  or  cannot
afford the services of an attorney, you may request that the  Court  appoint
an attorney to represent you and that the  Court  permit  you  to  file  the
action without payment of fees, costs, or other security.  See Title VII  of
the Civil Rights Act of 1964, as amended, 42 U.S.C. §  2000e  et  seq.;  the
Rehabilitation Act of 1973, as amended,  29  U.S.C.  §§  791,  794(c).   The
grant or denial of the request is within the sole discretion of  the  Court.
Filing a request for an attorney does not extend your time in which to  file
a civil action.  Both the request and the civil action must be filed  within
the time limits as stated in the paragraph above ("Right  to  File  A  Civil
Action").


FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations
November 22, 2005
__________________
Date

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Filed under Case Law, Harassment, Hostile Work Environment, Liability, Sex Discrimination, Sexual Harassment

FAD – Failure to State A Claim

Published dismissal on the basis of failure to state a claim and spin-off complaint. Other issues raised were CP’s frustration with the settlement process. The case law referenced in this case stated that settlements cannot be considered discriminatory unless the agency enters them in bad faith. See Putnam v. Department of Justice EEOC Appeal No 01A11178 (February 26, 2001).

This case can be located at: H:\Cases on H Drive\Case Law\Blogging 101.docx

 

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Filed under Failure to State a Claim, Spin Off Complaint

Putnam v. Department of Justice

George Putnam v. Department of Justice
01A11178
February 26, 2001
.



George Putnam,
Complainant,

v.

John Ashcroft,
Attorney General,
Department of Justice,
Agency.

Appeal No. 01A11178

Agency No. I-00-C086

DECISION
Complainant filed a timely appeal with this Commission from an agency
decision pertaining to his complaint of unlawful employment discrimination
in violation of Title VII of the Civil Rights Act of 1964 (Title VII),
as amended, 42 U.S.C. § 2000e et seq.<1> The Commission accepts the
appeal in accordance with 29 C.F.R. § 1614.405.

Complainant contacted the EEO office claiming he suffered racial
discrimination when on March 8, 2000, he became aware that the agency
entered into a settlement agreement with a co-worker.  Complainant
believed the agreement was a “payoff” to the co-worker because he
was Hispanic.  Informal efforts to resolve complainant's concerns were
unsuccessful.  On May 23, 2000, complainant filed a formal complaint.

On November 13, 2000, the agency issued a final decision dismissing the
complaint for failure to state a claim.  The agency noted that claims
of discrimination based on another's settlement agreement fail to state
a claim when there is not a showing that the agreement was executed in
bad faith.  The agency stated that the record did not suggest that the
agreement was entered for the express purpose of discriminating against
complainant under the guise of resolving an EEO complaint.

On appeal, complainant, through his attorney, contends that the
agreement was entered in bad faith.  Complainant argues that although
the final agency decision only recommended a few thousand dollars, the
agreement was for $123,000.00.  Further, complainant noted that prior
to the execution of the agreement, an agency official admitted he was
not aware of the co-worker's prior EEO activity.  Finally, complainant
asserts that the agency has engaged in a pattern of favoritism, with
respect to the Hispanic co-worker.

The regulation set forth at 29 C.F.R. § 1614.107(a)(1) provides, in
relevant part, that an agency shall dismiss a complaint that fails to
state a claim.  An agency shall accept a complaint from any aggrieved
employee or applicant for employment who believes that he or she has been
discriminated against by that agency because of race, color, religion,
sex, national origin, age or disabling condition.  29 C.F.R. §§ 1614.103,
.106(a).  The Commission's federal sector case precedent has long defined
an "aggrieved employee" as one who suffers a present harm or loss with
respect to a term, condition, or privilege of employment for which
there is a remedy.  Diaz v. Department of the Air Force, EEOC Request
No. 05931049 (April 21, 1994).

Complainant challenges the agency's decision to award $123,000.00 to
a co-worker in order to effectuate the settlement of a civil action.
The Commission has previously held that a claim of discrimination based
on another party's settlement agreement fails to state a claim where
there has been no showing that the agreement was executed in bad faith,
because processing such claims would discourage voluntary conciliation
of complaints. See Faison v. Department of the Army, EEOC Request
No. 05900956 (October 12, 1990); Snapp v. Department of Defense, EEOC
Request No. 05890439 (August 3, 1989).  Although complainant argues that
the co-worker has been given preferable treatment due to his race and
that the amount provided for by the settlement agreement was too high,
we find that he has failed to show that the agreement was executed in
bad faith; i.e. that it is a discriminatory attempt to bestow unequal
benefits under the guise of remedying discrimination. Accordingly, the
agency's decision to dismiss the complaint for failure to state a claim
was proper and is hereby AFFIRMED.


STATEMENT OF RIGHTS - ON APPEAL


RECONSIDERATION (M0900)


The Commission may, in its discretion, reconsider the decision in this
case if the complainant or the agency submits a written request containing
arguments or evidence which tend to establish that:

 1. The appellate decision involved a clearly erroneous interpretation
 of material fact or law; or

 2. The appellate decision will have a substantial impact on the policies,
 practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed
with the office of federal operations (OFO) within thirty (30) calendar
days of receipt of this decision or within twenty (20) calendar days of
receipt of another party's timely request for reconsideration. See 29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for
29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).  All requests
and arguments must be submitted to the Director, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036.  In the absence of a legible postmark, the
request to reconsider shall be deemed timely filed if it is received by
mail within five days of the expiration of the applicable filing period.
See 29 C.F.R. § 1614.604.  The request or opposition must also include
proof of service on the other party.

Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely, unless extenuating circumstances
prevented the timely filing of the request.  Any supporting documentation
must be submitted with your request for reconsideration.  The Commission
will consider requests for reconsideration filed after the deadline only
in very limited circumstances.  See 29 C.F.R. § 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States
District Court within ninety (90) calendar days from the date that you
receive this decision.    If you file a civil action, you must name as
the defendant in the complaint the person who is the official agency head
or department head, identifying that person by his or her full name and
official title.  Failure to do so may result in the dismissal of your
case in court.  "Agency" or "department" means the national organization,
and not the local office, facility or department in which you work. If you
file a request to reconsider and also file a civil action, filing a civil
action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security.  See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court.  Filing a request for an attorney does not extend your time
in which to file a civil action.  Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
("Right to File A Civil Action").

FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations

February 26, 2001
__________________
Date





1On November 9, 1999, revised regulations governing the EEOC's federal
sector complaint process went into effect.  These regulations apply
to all federal sector EEO complaints pending at any stage in the
administrative process.  Consequently, the Commission will apply
the revised regulations found at 29 C.F.R. Part 1614 in deciding the
present appeal.  The regulations, as amended, may also be found at the
Commission's website at www.eeoc.gov.


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Filed under Failure to State a Claim

McClain v. United States Postal Service

Monique McClain v. United States Postal Service
01A14920
July 18, 2002
.



Monique McClain,
Complainant,

v.

John E. Potter,
Postmaster General,
United States Postal Service,
Agency.

Appeal No. 01A14920

Agency No. 1-D-284-0010-01

DECISION

Complainant appealed to this Commission from the agency's July 9,
2002 dismissal of her employment discrimination complaint for failure
to state a claim.  In her complaint, complainant alleged that she was
subjected to discrimination on the bases of race (African-American)
and sex (female) when on March 10, 2001, a coworker was promoted to
the position of Training Technician and complainant was excluded from
consideration by a grievance settlement agreement.
A grievance settlement may not be considered an independent act of
discrimination against those not benefitted by the agreement, unless
there is proof of bad faith in the making of the agreement. See Raimer
v. Department of Defense, EEOC Request No. 05930735 (April 1, 1994)
(citing Faison v. Department of the Navy, EEOC Request No. 05900956
(October 12, 1990)) (nonselection issue fails to state a claim when reason
for selection was EEO settlement); Bigsby v. United States Postal Service,
05920258 (May 29, 1992) (challenge to grievance settlement fails to
state a claim). In this case, appellant presented no evidence that the
agency's settlement of a co-worker's grievance settlement was entered
into in bad faith.  Accordingly, the agency's dismissal for failure to
state a claim is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this
case if the complainant or the agency submits a written request containing
arguments or evidence which tend to establish that:

 1. The appellate decision involved a clearly erroneous interpretation
 of material fact or law; or

 2. The appellate decision will have a substantial impact on the policies,
 practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed
with the Office of Federal Operations (OFO) within thirty (30) calendar
days of receipt of this decision or within twenty (20) calendar days of
receipt of another party's timely request for reconsideration. See 29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for
29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).  All requests
and arguments must be submitted to the Director, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036.  In the absence of a legible postmark, the
request to reconsider shall be deemed timely filed if it is received by
mail within five days of the expiration of the applicable filing period.
See 29 C.F.R. § 1614.604.  The request or opposition must also include
proof of service on the other party.

Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely, unless extenuating circumstances
prevented the timely filing of the request.  Any supporting documentation
must be submitted with your request for reconsideration.  The Commission
will consider requests for reconsideration filed after the deadline only
in very limited circumstances.  See 29 C.F.R. § 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States
District Court within ninety (90) calendar days from the date that you
receive this decision.    If you file a civil action, you must name as
the defendant in the complaint the person who is the official agency head
or department head, identifying that person by his or her full name and
official title.  Failure to do so may result in the dismissal of your
case in court.  "Agency" or "department" means the national organization,
and not the local office, facility or department in which you work. If you
file a request to reconsider and also file a civil action, filing a civil
action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security.  See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court.  Filing a request for an attorney does not extend your time
in which to file a civil action.  Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
("Right to File A Civil Action").

FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations

July 18, 2002
__________________
Date




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November 10, 2014 · 4:34 pm