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Turner v. Department of Defense

Janet Turner v. Department of Defense
01976791
November 16, 1998


Janet Turner,                     )
 Appellant,                       )
                                  )
  v.                              ) Appeal No. 01976791
                                  ) Agency No. W97-11
William S. Cohen,                 )
Secretary,                        )
Department of Defense,            )
 (Defense Contract Audit Agency), )
 Agency.                          )
                                  )


DECISION

The appellant timely filed an appeal with this Commission from a final
decision, dated August 4, 1997, which the agency issued pursuant to EEOC
Regulation 29 C.F.R. §1614.107(a) and (b). The Commission accepts the
appellant's appeal in accordance with EEOC Order No. 960, as amended.

The final agency decision defined two allegations raised by the
appellant's June 17, 1997 complaint.  The decision dismissed both
allegations for failure to state a claim.  The decision also dismissed
allegation 1 for untimely EEO counselor contact.

Appeal Contentions

On appeal, the appellant's attorney contends that the appellant's
untimely EEO contact should be excused because she was unaware of the
45-day time limit for EEO counselor contact.  The attorney also contends
that the time limit should be waived due to the appellant's reduced
mental capacity from the post traumatic stress disorder caused by the
action about which she complains in allegation 1.  The attorney further
contends that the appellant's allegations were timely because they
included acts that were part of a continuing violation.  In  addition,
the attorney contends that the appellant's complaint states a hostile
work environment claim and a reasonable accommodation claim.

In response, the agency submits evidence that the appellant received
sexual harassment training in August 1994 and in July 1996 which included
information on the 45-day time limitation for EEO counselor contact.
The agency acknowledges that the appellant raised a third issue in her
complaint.  The agency represents the allegation was counseled as part
of the appellant's second complaint (W97-12).

Allegation 1

After a review of the entire record, including the appeal submissions
of the parties, the Commission finds that the appellant's March 6,
1997 counselor contact was untimely as to allegation 1.  The record
demonstrates that the appellant received training on the 45-day time
limitation in August 1994.  She  should have come forward at that time
with allegation 1 (allegedly in 1993 a coworker raped the appellant in
his apartment following an office party at another coworker's home).

Moreover, there is no persuasive evidence in the record that the
appellant was prevented from contacting an EEO counselor due to a lack
of knowledge of what allegedly had occurred.  This is not a case in
which the individual did not remember a traumatic event.  The appellant
represents in an affidavit that during the year following the incident,
she was very ashamed that a co-worker had been able to do something like
this to her and she did not want anyone to know.  She also represents
that after the incident she kept trying to force herself not to think
about it.  She indicates that she later learned in counseling that
she had post-traumatic stress disorder (PTSD) and was experiencing
flashbacks, constantly reliving the incident in her head.   Thus, even
if the appellant did not believe until sometime in 1997 that what the
coworker had done was rape, it appears that the appellant viewed the
coworker's alleged actions in 1993 as unwelcome and inappropriate when
they occurred.  Furthermore, the appellant received training in what
constitutes prohibited sexual harassment in August 1994.  In addition,
the appellant was able to perform her job during this time period, as
evidenced by the promotion to a GS-12 Auditor position which she received
in 1994.  Given these facts, the Commission finds no basis for extending
the time limitation for EEO counselor contact due to diminished mental
capacity.

The Commission finds no basis in the record for tolling the time
limitation for EEO counselor contact based on a continuing violation
theory because the appellant is not alleging that the coworker
continued to make unwanted advances after the one incident in 1993.
See generally, Sabree v. United Brotherhood of Carpenters and Joiners
Local No. 33, 921 F.2d 396, 402 (1st Cir. 1990) (a knowing plaintiff
has an obligation to file promptly with the EEOC or lose his claim);
Roberts v. Gadsden Memorial Hospital, 850 F.2d 1549 (11th Cir. 1988)
(per curiam) (a claim arising out of an injury which is "continuing"
only because a plaintiff knowingly fails to seek relief is exactly the
sort of claim that Congress intended to bar by the limitations period).

Accordingly, the Commission finds no basis in the record for extending
the time limitation for EEO counselor contact regarding allegation 1.
Given this finding, the Commission does not address the agency's
alternative ground for dismissing allegation 1.

Allegation 2

The Commission agrees with the agency that an allegation about a statement
which allegedly the EEO counselor made on March 12, 1997, does not, in
and of itself, state a claim of employment discrimination.  Accordingly,
the Commission affirms the agency's dismissal of this allegation.

Allegations 3 and 4

The Commission agrees with the appellant's attorney that the appellant's
complaint states the following hostile work environment and reasonable
accommodation claims:  (3) the presence in the appellant's workplace
of the coworker who allegedly had raped her constitutes a hostile work
environment for the appellant; and (4) the agency's alleged failure to
protect the appellant from workplace contact with the coworker (preferably
by transferring the coworker to another location) constitutes a failure
to provide a reasonable accommodation for the appellant's disability
(PTSD).  These issues were raised with the EEO counselor as evidenced
by the EEO Counselor's Report.

Because the agency has not addressed these allegations, the Commission
remands the complaint to the agency for further processing.

CONCLUSION

For the reasons stated above, the Commission AFFIRMS the agency's
dismissal of allegations 1 and 2; REVERSES the agency's implicit dismissal
of allegations 3 and 4; and REMANDS allegations 3 and 4  to the agency
for processing as ORDERED below.

ORDER

The agency is ORDERED to process the remanded allegations in accordance
with 29 C.F.R. §1614.108. If possible, the agency should consolidate
the remanded allegations with the appellant's second complaint (W97-12).
The agency shall acknowledge to the appellant that it has received the
remanded allegations within thirty (30) calendar days of the date this
decision becomes final.  The agency shall issue to appellant a copy of
the investigative file and also shall notify appellant of the appropriate
rights within one hundred fifty (150) calendar days of the date this
decision becomes final, unless the matter is otherwise resolved prior to
that time.  If the appellant requests a final decision without a hearing,
the agency shall issue a final decision within sixty (60) days of receipt
of appellant's request. 

A copy of the agency's letter of acknowledgment to appellant and a copy
of the notice that transmits the investigative file and notice of rights
must be sent to the Compliance Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0595)

Compliance with the Commission's corrective action is mandatory.
The agency shall submit its compliance report within thirty (30)
calendar days of the completion of all ordered corrective action. The
report shall be submitted to the Compliance Officer, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C.  20036.  The agency's report must contain supporting
documentation, and the agency must send a copy of all submissions to
the appellant.  If the agency does not comply with the Commission's
order, the appellant may petition the Commission for enforcement of
the order.  29 C.F.R. §1614.503 (a).  The appellant also has the right
to file a civil action to enforce compliance with the Commission's
order prior to or following an administrative petition for enforcement.
See 29 C.F.R. §§ 1614.408, 1614.409, and 1614.503 (g).  Alternatively,
the appellant has the right to file a civil action on the underlying
complaint in accordance with the paragraph below entitled "Right to
File A Civil Action."  29 C.F.R. §§ 1614.408 and 1614.409.  A civil
action for enforcement or a civil action on the underlying complaint is
subject to the deadline stated in 42 U.S.C. §2000e-16© (Supp. V 1993).
If the appellant files a civil action, the administrative processing of
the complaint, including any petition for enforcement, will be terminated.
See 29 C.F.R. §1614.410.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0795)

The Commission may, in its discretion, reconsider the decision in this
case if the appellant or the agency submits a written request containing
arguments or evidence which tend to establish that:

1. New and material evidence is available that was not readily available
when the previous decision was issued; or

2. The previous decision involved an erroneous interpretation of law,
regulation or material fact, or misapplication of established policy; or

3. The decision is of such exceptional nature as to have substantial
precedential implications.

Requests to reconsider, with supporting arguments or evidence, MUST
BE FILED WITHIN THIRTY (30) CALENDAR DAYS of the date you receive this
decision, or WITHIN TWENTY (20) CALENDAR DAYS of the date you receive
a timely request to reconsider filed by another party.  Any argument in
opposition to the request to reconsider or cross request to reconsider
MUST be submitted to the Commission and to the requesting party
WITHIN TWENTY (20) CALENDAR DAYS of the date you receive the request
to reconsider.  See 29 C.F.R. §1614.407.  All requests and arguments
must bear proof of postmark and be submitted to the Director, Office of
Federal Operations, Equal Employment Opportunity Commission, P.O. Box
19848, Washington, D.C. 20036.  In the absence of a legible postmark,
the request to reconsider shall be deemed filed on the date it is received
by the Commission.

Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely.  If extenuating circumstances
have prevented the timely filing of a request for reconsideration,
a written statement setting forth the circumstances which caused the
delay and any supporting documentation must be submitted with your
request for reconsideration.  The Commission will consider requests
for reconsideration filed after the deadline only in very limited
circumstances.  See 29 C.F.R. §1614.604(c).

RIGHT TO FILE A CIVIL ACTION (T0993)

This decision affirms the agency's final decision in part, but it also
requires the agency to continue its administrative processing of a
portion of your complaint.  You have the right to file a civil action
in an appropriate United States District Court on both that portion of
your complaint which the Commission has affirmed AND that portion of the
complaint which has been remanded for continued administrative processing.
It is the position of the Commission that you have the right to file
a civil action in an appropriate United States District Court WITHIN
NINETY (90) CALENDAR DAYS from the date that you receive this decision.
You should be aware, however, that courts in some jurisdictions have
interpreted the Civil Rights Act of 1991 in a manner suggesting that
a civil action must be filed WITHIN THIRTY (30) CALENDAR DAYS from the
date that you receive this decision.  To ensure that your civil action
is considered timely, you are advised to file it WITHIN THIRTY (30)
CALENDAR DAYS from the date that you receive this decision or to consult
an attorney concerning the applicable time period in the jurisdiction
in which your action would be filed.  In the alternative, you may file
a civil action AFTER ONE HUNDRED AND EIGHTY (180) CALENDAR DAYS of the
date you filed your complaint with the agency, or your appeal with the
Commission, until such time as the agency issues its final decision
on your complaint.  If you file a civil action, YOU MUST NAME AS THE
DEFENDANT IN THE COMPLAINT THE PERSON WHO IS THE OFFICIAL AGENCY HEAD
OR DEPARTMENT HEAD, IDENTIFYING THAT PERSON BY HIS OR HER FULL NAME AND
OFFICIAL TITLE.  Failure to do so may result in the dismissal of your case
in court.  "Agency" or "department" means the national organization, and
not the local office, facility or department in which you work.  If you
file a request to reconsider and also file a civil action, filing a civil
action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1092)

If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security.  See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. §2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court.  Filing a request for an attorney does not extend your time
in which to file a civil action.  Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
("Right to File A Civil Action").

                             FOR THE COMMISSION:


November 16, 1998
______________                                              
     Date                    Ronnie Blumenthal, Director
                             Office of Federal Operations

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Filed under 45- Day Limit, Case Law, Harassment, Hostile Work Environment, Sex Discrimination, Sexual Harassment, Timeliness

Lonnie v. Department of Interior

Tina Lonnie
                                Complainant,

                                     v.

                               Gale A. Norton,

                                 Secretary,

                         Department of the Interior,
                                   Agency.

                             Appeal No. 01A31700

                          Hearing Nos. 370-A1-X2419
                                           370-A1-X2531
                                           370-A2-X2003

                           Agency Nos. FNP-99-089R
                                          FNP-2000-006
                                          FNP-2000-107

                                  DECISION

                                JURISDICTION

On January 14, 2003, complainant filed an appeal from the agency's  December
16, 2002 final order  concerning  her  equal  employment  opportunity  (EEO)
complaint alleging employment discrimination in violation of  Title  VII  of
the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. §  2000e  et
seq.  The appeal is deemed timely and is accepted pursuant to  29  C.F.R.  §
1614.405(a).

                                 BACKGROUND

At the time of events giving rise to this complaint, complainant  worked  as
a Laborer, WG-2, in the Buildings  Custodial  Department,  at  the  agency's
National Park Service in Yosemite National Park.   Complainant  filed  three
EEO complaints alleging  discrimination  on  the  bases  of  race  (African-
American), sex (female), and  reprisal  for  prior  protected  EEO  activity
under Title VII of the Civil Rights Act of 1964.  The  first  complaint  was
filed on June 10, 1999, alleging discrimination when: (1) her  requests  for
training opportunities  to  enhance  the  development  of  her  career  were
denied; (2) she was  not  selected  for  a  promotion  to  the  position  of
Maintenance  Worker,  WG-4749-05,  advertised  under  vacancy   announcement
number YOSE-97-99; and (3) she  was  subjected  to  harassment  by  her  co-
workers  (CW1  and  CW2).   In  complaint  #2,  filed  October   18,   1999,
complainant alleged that she was  discriminated  against  on  the  bases  of
race, sex, and reprisal when (4) she was not selected for a  120-day  detail
in the Building and  Grounds  Department  of  Yosemite  National  Park.   On
September 28, 2000, complainant filed her third  formal  complaint  alleging
discrimination on the same bases when: (5) she  was  not  selected  for  the
position of Laborer, WG-3502-03, advertised under vacancy  announcement  No.
98-62.

Each complaint was  investigated  separately.   At  the  conclusion  of  the
investigations, complainant was provided with  a  copy  of  the  reports  of
investigation and notice of her right to request a hearing  before  an  EEOC
Administrative Judge (AJ).  Complainant timely requested a hearing  on  each
of the three complaints.  The AJ consolidated the three complaints.

On April 5, 2002, the AJ issued his notice of intent  to  issue  a  decision
without a hearing.  Complainant's attorney filed  a  response  to  the  AJ's
notice on April 25, 2002.  Complainant's response  asserted  that  she  made
out  a  prima  facie  case  of  harassment  based   on   race.    Therefore,
complainant's counsel argued, the matter is one where  summary  judgment  is
not  appropriate.   After  a  review  of   the   investigative   files   and
complainant's submissions, the AJ issued a decision  without  a  hearing  on
July 1, 2002.

                                 AJ DECISION

The AJ found that there were no material facts in dispute and  the  evidence
of record failed to  establish  complainant  was  discriminated  against  as
alleged.

Specifically, as to claim  (1),  the  AJ  noted  that  complainant  did  not
request specific training.  Further, the AJ found that the  record  included
several training opportunities complainant received  including  training  on
the  4X4  Mule,  forklift  safety  and  operation,  and  basic   electrical.
Therefore, the AJ  determined  that  complainant  was  not  denied  training
opportunities.

In  claim  (2),  the  AJ  found  that  the   agency   provided   legitimate,
nondiscriminatory reasons  for  its  actions.   In  claim  (2),  complainant
alleged discrimination when she was not selected for  the  WG-5  Maintenance
Worker position.  The AJ noted that S1 chose Selectee1 (white male)  because
he had  an  extensive  background  in  repair  and  maintenance  work  while
complainant lacked such experience.  S1 then  also  chose  Selectee2  (white
male) for another Maintenance  Worker  position  based  on  his  maintenance
experience.  The AJ  then  turned  to  complainant  to  establish  that  the
agency's reasons were pretext and found  that  complainant  failed  to  show
that she  had  the  similar  job-related  experience  as  Selectee1  and  2.
Therefore, the AJ concluded that complainant had not  established  that  the
agency's reasons were pretext for discrimination.

As to  claim  (4),  the  AJ  found  that  the  agency  provided  legitimate,
nondiscriminatory reasons for the  detail.   Complainant's  supervisor  (S1)
averred that he had a temporary  promotional  detail  available,  and  three
equally qualified employees for the detail--complainant and two of  her  co-
workers (CW3 and CW4, both white males).  S1 thought it  would  be  fair  to
give all three of them part of the  detail  by  splitting  the  detail  into
three ways, so each employee would get an opportunity to fill two  forty-day
temporary details, one in the Building and Grounds Department and the  other
in the Campground Maintenance Department.  S1 chose names out of  a  hat  to
decide the order of the details.  CW3 was the first name out of the hat  for
the Building and Grounds  detail.   CW4  was  second  and  assigned  to  the
Campground Maintenance detail.  Complainant's name was third and she was  to
rotate into the Campground Maintenance  detail  after  the  first  forty-day
detail period.  However, the AJ found that at some later  point,  the  Chief
of  Maintenance  offered  complainant  the  whole  120-day  detail  and  she
declined the offer.  Because complainant declined the offer, S1 was told  to
take complainant's name out of rotation.  Based on the record, the AJ  found
that S1 selected complainant  for  a  forty-day  detail  and  she  was  even
offered  the  full  120-day  detail.   Therefore,  the  AJ  concluded   that
complainant was not denied the detail as alleged.

As to claim (5), the AJ noted  that  complainant  and  two  co-workers  were
referred on the certificate for the WG-3 Laborer  position.   The  AJ  found
that the agency decided not to hire for the WG-3  Laborer  position  due  to
lack of funding.  While the management official who made  the  decision  not
to  fill  the  decision  was  aware  of  complainant's  prior  EEO  activity
(Complaints 1 and 2 previously  described),  he  denied  that,  rather  than
funding problems, was the reason  for  his  decision.  Complainant  asserted
that the  agency  did  not  fill  the  position  because  it  did  not  want
complainant to get the job.   Further,  complainant  claimed  that  she  was
coerced into a sexual relationship with one of  her  supervisors  (S3),  who
participated in the selection.  She  asserted  that  she  was  not  selected
because she ended the relationship with the  S3.   The  AJ,  however,  noted
that complainant acknowledged that the relationship was consensual and  that
it continued until February 2000, well after the agency decided not to  fill
the WG-3 Laborer position in 1998.   Accordingly,  the  AJ  determined  that
complainant failed to show pretext as to the  position  at  issue  in  claim
(5).

The AJ also determined that complainant failed to  establish  her  claim  of
unlawful harassment.  In  claim  (3),  complainant  asserted  that  she  was
subjected to discriminatory harassment by several white male  coworkers  and
that management failed  to  do  anything  about  it.    The  AJ  found  that
complainant did not assert that any of the alleged acts by  these  coworkers
were directed at her and also did not allege that  they  made  any  racially
derogatory remarks about her.  Therefore, the AJ concluded that  complainant
failed to establish her claim of harassment.

                             FINAL AGENCY ACTION

The agency subsequently issued a final order adopting the AJ's finding  that
complainant failed to prove that she  was  subjected  to  discrimination  as
alleged.  Complainant filed this appeal without  comment.   In  response  to
the appeal, the agency argued that the AJ  correctly  concluded  that  there
were no material facts in dispute and that complainant failed  to  establish
that she  was  discriminated  against  as  alleged.   As  such,  the  agency
requested that the Commission affirm its final action.

                             STANDARD OF REVIEW

In rendering this appellate decision we must scrutinize the AJ's  legal  and
factual conclusions, and the agency's final order adopting  them,  de  novo.
See 29 C.F.R. § 1614.405(a) (stating that a "decision on an appeal  from  an
agency's final action shall be based on a de novo review . . .");  see  also
EEOC Management Directive  110,  Chapter  9,  §  VI.B.  (November  9,  1999)
(providing that an administrative judge's  "decision  to  issue  a  decision
without a hearing pursuant to [29 C.F.R. § 1614.109(g)] will be reviewed  de
novo").  This essentially means that we should look at this case with  fresh
eyes.  In other words, we are free to accept (if  accurate)  or  reject  (if
erroneous) the AJ's, and agency's, factual conclusions and legal analysis  -
including  on  the  ultimate  fact  of  whether  intentional  discrimination
occurred,  and  on  the  legal  issue  of  whether  any  federal  employment
discrimination statute  was  violated.   See  id.  at  Chapter  9,  §  VI.A.
(explaining  that  the  de  novo  standard  of  review  "requires  that  the
Commission examine the record  without  regard  to  the  factual  and  legal
determinations of the previous decision maker," and that  EEOC  "review  the
documents, statements, and testimony of record,  including  any  timely  and
relevant submissions of the parties, and . . . issue its decision  based  on
the Commission's own assessment of the record and its interpretation of  the
law").

                            ANALYSIS AND FINDINGS

We must first determine whether it  was  appropriate  for  the  AJ  to  have
issued a decision without  a  hearing  on  this  record.   The  Commission's
regulations allow an AJ to issue a decision without a  hearing  when  he  or
she finds that there is no genuine issue of  material  fact.   29  C.F.R.  §
1614.109(g).  This  regulation  is  patterned  after  the  summary  judgment
procedure set forth in Rule 56 of the  Federal  Rules  of  Civil  Procedure.
The U.S. Supreme Court has held that summary judgment is  appropriate  where
a court  determines  that,  given  the  substantive  legal  and  evidentiary
standards that apply to the case, there exists no genuine issue of  material
fact.  Anderson v. Liberty Lobby,  Inc.,  477  U.S.  242,  255  (1986).   In
ruling on a motion for summary judgment, a court's function is not to  weigh
the evidence but rather to determine whether there are  genuine  issues  for
trial.  Id. at 249.  The evidence of the non-moving party must  be  believed
at the summary judgment stage and all justifiable inferences must  be  drawn
in the non-moving  party's  favor.   Id.  at  255.   An  issue  of  fact  is
"genuine" if the evidence is such that a reasonable fact finder  could  find
in favor of the non-moving party.  Celotex v. Catrett, 477 U.S. 317,  322-23
(1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st  Cir.  1988).
A fact is "material" if it has the potential to affect the  outcome  of  the
case.

If a case can only be resolved by weighing conflicting evidence,  issuing  a
decision without holding a hearing is not appropriate.  In  the  context  of
an  administrative  proceeding,  an  AJ  may  properly  consider  issuing  a
decision without holding a  hearing  only  upon  a  determination  that  the
record has been adequately developed for summary disposition.  See Petty  v.
Department of Defense, EEOC Appeal No. 01A24206 (July 11,  2003).   Finally,
an AJ should not rule in favor  of  one  party  without  holding  a  hearing
unless he or she ensures that the party opposing the  ruling  is  given  (1)
ample notice of the proposal to issue a decision without a  hearing,  (2)  a
comprehensive statement of the allegedly undisputed material facts, (3)  the
opportunity to respond to such a statement, and (4) the chance to engage  in
discovery before responding, if necessary.  According to the Supreme  Court,
Rule 56  itself  precludes  summary  judgment  "where  the  [party  opposing
summary judgment] has not had the opportunity to discover  information  that
is essential to his  opposition."   Anderson,  477  U.S.  at  250.   In  the
hearing context, this means that the administrative judge  must  enable  the
parties to engage in the amount of discovery necessary to  properly  respond
to  any  motion  for  a  decision  without  a  hearing.   Cf.  29  C.F.R.  §
1614.109(g)(2)  (suggesting  that  an  administrative  judge   could   order
discovery, if necessary, after receiving an opposition to  a  motion  for  a
decision without a hearing).

Upon review, we find  that  the  record  was  fully  developed  by  thorough
investigations.  In particular, we note  that  the  investigators  conducted
detailed depositions of complainant, management  and  other  witnesses.   We
note that the witnesses appear to essentially agree on  the  facts  involved
in the complaints at hand.  Additionally,  complainant  failed  to  identify
any material facts in dispute at the hearing or on  appeal.   Therefore,  we
determine that there are no material  facts  in  dispute.   Accordingly,  we
conclude that summary judgment was appropriate.

Disparate Treatment

A claim of disparate treatment based on indirect evidence is examined  under
the three-part analysis first enunciated in  McDonnell  Douglas  Corporation
v. Green, 411 U.S. 792 (1973).  For complainant to prevail, she  must  first
establish a prima facie case of discrimination by presenting facts that,  if
unexplained, reasonably give rise to an inference of  discrimination,  i.e.,
that a prohibited consideration was  a  factor  in  the  adverse  employment
action.  McDonnell Douglas, 411 U.S. at 802; Furnco  Construction  Corp.  v.
Waters, 438 U.S. 567 (1978).  The  burden  then  shifts  to  the  agency  to
articulate a legitimate, nondiscriminatory reason for  its  actions.   Texas
Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981).   Once
the  agency  has  met  its  burden,  the  complainant  bears  the   ultimate
responsibility to persuade  the  fact  finder  by  a  preponderance  of  the
evidence that the agency acted on the basis of  a  prohibited  reason.   St.
Mary's Honor Center v. Hicks, 509 U.S. 502 (1993).

The elements of the prima  facie  case  are  determined  by  the  individual
circumstances of each case and the  bases  of  discrimination  alleged;  but
regardless of the specific action at  issue,  complainant  may  establish  a
prima facie case by demonstrating: 1) that she is a member  of  a  protected
group; 2) that she  is  similarly  situated  to  employees  outside  of  her
protected group;  3)  and  that  she  was  treated  differently  than  those
employees. Potter v. Goodwill Industries of Cleveland, Inc., 518  F.2d  864,
865 (6th Cir. 1975).   In a reprisal  claim,  and  in  accordance  with  the
burdens set forth in McDonnell Douglas, Hochstadt  v.  Worcester  Foundation
for Experimental Biology, 425 F. Supp. 318, 324 (D. Mass.), aff'd, 545  F.2d
222 (1st Cir. 1976), and Coffman v.  Department  of  Veteran  Affairs,  EEOC
Request No. 05960473 (November 20, 1997),  a  complainant  may  establish  a
prima facie case  of  reprisal  by  showing  that:  (1)  she  engaged  in  a
protected activity; (2) the agency was aware of the protected activity;  (3)
subsequently, she was subjected to adverse treatment by the agency; and  (4)
a nexus exists between the protected activity  and  the  adverse  treatment.
Whitmire  v.  Department  of  the  Air  Force,  EEOC  Appeal  No.   01A00340
(September 25, 2000).

Claims (1), (2), and (5)

This established order of analysis in discrimination  cases,  in  which  the
first step normally consists of determining the existence of a  prima  facie
case, need not be followed in all cases.  Where the agency  has  articulated
a legitimate, nondiscriminatory reason for the personnel  action  at  issue,
the factual inquiry can proceed directly to the third step of the  McDonnell
Douglas analysis, the ultimate issue of whether complainant has shown  by  a
preponderance of the evidence that the agency's actions  were  motivated  by
discrimination.  U.S. Postal Service Bd. of Governors v.  Aikens,  460  U.S.
711,  713-714  (1983);  Hernandez  v.  Department  of  Transportation,  EEOC
Request No. 05900159 (June 28, 1990); Peterson v. Department of  Health  and
Human Services, EEOC Request No. 05900467  (June  8,  1990);  Washington  v.
Department of the Navy, EEOC Petition No. 03900056 (May 31, 1990).

Upon review, we find that the AJ correctly determined that  complainant  did
not show that she was discriminated against as alleged in  claims  (1).   As
to claims (2) and (5), the AJ properly found  that  the  agency  articulated
legitimate,  nondiscriminatory  reasons  and  that  complainant  failed   to
establish that those reasons were pretext.

Claim (4)

In claim (4), complainant is an African-American female  who  filed  an  EEO
complaint  against  S1.   CW3  and  CW4  (both  white  males  who  have  not
participated in EEO activity) were selected by S1 for the details at  issue.
 Complainant was not provided with the  detail.   Therefore,  we  find  that
complainant has established a prima facie case of  discrimination  based  on
her race, sex and her prior EEO activity.

The  burden   shifts   to   the   agency   to   articulate   a   legitimate,
nondiscriminatory reason for  its  action.   S1  averred  that  he  selected
complainant, CW3 and CW4 for two details.  He asserted that  he  placed  the
names in a hat and that CW3 and CW4 were selected first out of  the  hat  to
serve on the forty-day details.  Complainant's name was third  and  she  was
to rotate into the Campground Maintenance detail after the  first  forty-day
detail period.  However, the AJ found that at some later  point,  the  Chief
of  Maintenance  offered  complainant  the  whole  120-day  detail  and  she
declined the offer.  Because complainant declined the offer, S1 was told  to
take complainant's name out of rotation  and  she  never  served  in  either
details to  the  Building  and  Grounds  Department  or  to  the  Campground
Maintenance Department.
We note that, in concluding no discrimination occurred, the AJ  credited  as
legitimate  the  agency's  rationale  for  taking  complainant  out  of  the
rotation for the promotional detail-that complainant was  offered  the  full
120-day detail and that she rejected it.  The AJ, however,  appears  not  to
have recognized that this "offer" was  made  during  settlement  discussions
between complainant and agency regarding a prior EEO complaint.  See  Report
of Counseling, Complaint FNP-00-006.  In exchange  for  withdrawing  an  EEO
complaint, the agency offered to provide complainant with the whole  120-day
detail.   Complainant  refused  the  offer  in  order  to  pursue  her   EEO
complaint.  The evidence is clear that she was then removed  from  her  turn
at the rotational details, that she had already  been  granted,  because  of
her refusal to accept the settlement offer.  EEOC Management Directive (MD)-
110, Chapter  12,  is  clear  that  settlements  of  EEO  disputes  must  be
voluntary in nature, with the complainant free to choose not to  settle  and
instead  pursue  processing  of  his  or  her  EEO   complaint.    Moreover,
"[s]ettlement negotiations, including any statements or  proposals,  are  to
be  treated  as  confidential  and  privileged  to   facilitate   a   candid
interchange to settle disputes informally."  Harris  v.  Department  of  the
Navy, EEOC Request No. 05941002 (March 23, 1995).   For  these  reasons,  we
find that the agency's decision to pull complainant out of the rotation  for
the promotional details was unlawful retaliation for complainant's  decision
to exercise her protected right in the EEO complaint process to  pursue  her
previously filed EEO complaints rather than settling with the agency.

Harassment

It is well-settled that harassment based on an individual's  sex  and  race,
or in retaliation for engaging is protected  EEO  activity,  is  actionable.
See Meritor Savings Bank FSB v. Vinson, 477 U.S. 57  (1986).   In  order  to
establish a claim of  harassment under those  bases,  the  complainant  must
show that: (1) she belongs  to  the  statutorily  protected  classes  and/or
engaged in prior EEO activity; (2) she was subjected  to  unwelcome  conduct
related to her membership in those classes and her prior EEO  activity;  (3)
the harassment complained of  was  based  on  sex,  race  and/or  prior  EEO
activity; (4) the harassment had  the  purpose  or  effect  of  unreasonably
interfering with her  work  performance  and/or  creating  an  intimidating,
hostile, or offensive work  environment;  and  (5)  there  is  a  basis  for
imputing liability to the employer. See Henson v. City of Dundee,  682  F.2d
897 (11th Cir. 1982).  The harasser's conduct should be evaluated  from  the
objective viewpoint of a reasonable person in  the  victim's  circumstances.
Enforcement Guidance on Harris v. Forklift Systems  Inc.,  EEOC  Notice  No.
915.002 (March 8, 1994).

Claim (3)

In claim (3), complainant alleged that she was subjected to a  hostile  work
environment when she was harassed on the basis of  her  race,  sex  and  her
participation in prior EEO activity.  Complainant noted that she was one  of
the few African Americans working at the  park  and  the  only  one  in  her
division.  The record also establishes that due to the geographic  isolation
of the park, many employees lived in close proximity to their work and  each
other, and encountered each other both at work and  when  not  working  with
some  frequency.   Complainant  stated  that  most  other  African  American
employees who have tried "to work here and live here  and  make  this  their
community.have  all  left.I'm  the  only  one  that  has  stuck   it   out."
Deposition of June 11, 2001, pg.12.

Complainant asserted in August 1997 she was placed in a  permanent  position
at the park, where previously she had held a temporary job.   She said  that
almost immediately one of her coworkers (CW1, a white male)  told  her  that
"the only reason you got a permanent job. is because [you  are]  black"  and
then spat at her feet.   Id., pg. 17.  She said CW1  later  repeatedly  made
similar statements and continued  spitting  at  her  feet  on  a  number  of
different occasions for a period of "months and  months,"  which  she  found
very offensive.  Id., pg.  19.     Complainant  said  she  finally  reported
CW1's conduct to her supervisor, S1, who sent her to a  "mediation  meeting"
with CW1, held  with  the  agency's  EEO  counselor.   After  the  mediation
session,  complainant  stated  that  CW1  stopped   making   the   offensive
statements, but gave her a lot of "dirty  looks,"  as  well  as  complaining
frequently to management about her work.

Complainant's supervisor, S1,  confirmed  that  she  was  the  only  African
American employee he supervised.  He  also  said  that  he  was  aware  that
complainant  and  CW1  had  a  long-standing   hostile   relationship,   but
characterized it as a personality conflict.  He indicated  that  he  decided
to set up the mediation session for the two of them with the facility's  EEO
counselor.  He noted that during the lunch break of the  mediation  session,
an anonymous report was received that complainant had  been  seen  using  an
illegal substance while driving her park-issued scooter.  He said  the  park
police investigated immediately  and  determined  that  the  allegation  was
untrue.  He indicated that this incident "kind  of  ruined"  the  mediation.
Complainant's second-level supervisor, S2, confirmed that he was also  aware
of a bad relationship between complainant and CW1 and counseled them to  put
their differences aside, but he denied knowing there was  a  racial  element
to their disputes.  However, the EEO Counselor's report  indicated  that  S2
told the counselor that CW1 was told by management that  "his  behavior  was
not appropriate and would not be tolerated."

With regard to CW2's conduct, complainant asserted that he said that if  she
got promoted before he did he was going to make  "a  big  stink  about  it."
Id., pg. 24.   Complainant also said that one day in front of the shop,  CW2
(white, male) said he was  going  to  rape  the  wife  of  the  second-level
supervisor, S2.  Complainant reported this statement to  management  and  an
investigation of the incident was started.  Complainant was detailed out  of
the park to Santa Barbara for about a month during the investigation.   When
she returned, she learned  that  S2  had  been  permanently  transferred  to
another park, but she was returned to work with  CW2.   She  noted  that  in
addition to encountering him at work, CW2 also lived about five houses  away
from her.  Complainant asserted she was fearful for her own  safety  working
with CW2 and had been told by some friends that they heard him say  that  he
hoped she was dead.  Complainant said she told management she was afraid  of
CW2, but they did nothing about it.  Complainant asserted that S2  (who  was
white) was protected by the agency from CW2, while she was not.
S1 confirmed that complainant was briefly detailed to Santa Barbara  because
of concerns that CW2 would retaliate against her for reporting  his  alleged
threat against S2's wife.  He said CW2 was suspended for 30  days  following
the investigation of this incident and he was  aware  that  complainant  was
afraid of CW2, and said he tried to keep them separated and to  counsel  CW2
frequently.  S2 confirmed that he and  his  family  transferred  to  another
park shortly after this incident, in part to get away  from  CW2.   He  also
confirmed complainant's assertion that  CW2  was  very  angry  at  her,  and
described him as very  "imposing."    He  said  that  park  law  enforcement
continued to monitor CW2's actions on a regular basis.

Upon review, we find  that  the  AJ  correctly  concluded  that  complainant
failed to show that the alleged incidents of harassment were due to her  sex
and/or prior EEO activity.  However, based on a review of  the  record,  the
Commission disagrees with the  AJ's  conclusion  that  complainant  did  not
assert that any of the alleged acts by her coworkers were  directed  at  her
and also did not allege that  they  made  any  racially  derogatory  remarks
about her.  We find that the evidence of record showed  that  CW1's  actions
were based,  at  least  in  part,  on  complainant's  race.   CW1  regularly
commented, for a period of "months and months," that the reason  complainant
was hired by the agency was her race and spat  in  complainant's  direction.
We note that complainant was the only person of her  race  employed  at  the
facility.  There is also evidence that  he  acted  in  a  generally  hostile
manner towards her over a long period of time.  Management was  fully  aware
of the hostile relationship between them,  and  sent  them  to  a  mediation
session with an EEO counselor to  learn  to  "get  along."   These  efforts,
however, were established to be unsuccessful.

The agency is liable for harassment  by  a  co-worker  if  it  knew  of  the
harassment  and  failed  to  take  appropriate  corrective  action.   Policy
Guidance on Current Issues of Sexual Harassment, EEOC Notice  No.  N-915-050
(March 19, 1990); Owens v. Department of Transportation,  EEOC  Request  No.
05940824 (September 5, 1996).  Here, complainant  informed  her  supervisors
of the harassment.  Complainant stated and  management  officials  confirmed
that she raised the issue of  CW1  behavior.   However,  despite  management
counseling of CW1 about his behavior, the hostility  continued,  a  fact  of
which the record indicates management was aware. Therefore, upon review,  we
find that despite knowledge of  the  harassment,  management  did  not  take
prompt and appropriate corrective action.  As such, we find that the  agency
cannot  make  out  an  affirmative  defense  to  complainant's  claim  of  a
discriminatory hostile work environment.  See Burlington  Industries,  Inc.,
v. Ellerth, 524 U.S. 742 , 118 S.Ct. 2257, 2270 (1998); Faragher v. City  of
Boca Raton, 524 U.S. 775, 118 S.Ct. 2275, 2292-93 (1998);  EEOC  Enforcement
Guidance: Vicarious Liability for Unlawful Harassment by  Supervisors,  EEOC
Notice No. 915.002 (June 18, 1999) at 12.  Accordingly,  we  determine  that
complainant has shown that she was subjected to a hostile  work  environment
based on her race.

With regard to the actions of  CW2,  we  find  that  while  complainant  was
undoubtedly subjected to hostility by his  actions,  and  reasonably  feared
CW2, there is insufficient evidence to establish  that  CW2's  actions  were
motivated by racial discrimination rather  than  his  anger  at  complainant
because she reported his  threats  directed  at  S2's  wife.   However,  the
record does establish that agency management treated S2, who was white,  and
complainant, who was African American, differently with regard to CW2.   The
record establishes that S2 was permanently transferred to another  park,  at
least in part, to protect him from potential danger from CW2.   Complainant,
on the other hand, was briefly sent to another facility, but  then  returned
to Yosemite where she continued to  have  to  work  with  CW2.   Complainant
asserted she was fearful for her own safety working with CW2  and  had  been
told by some friends that they heard  him  say  that  hoped  she  was  dead.
Complainant said she told management she was afraid of  CW2,  but  they  did
nothing about it.  We find that complainant has established  a  prima  facie
case of disparate treatment by agency  management  based  on  race  in  this
matter, which the agency has failed to  rebut  with  an  articulation  of  a
legitimate,  nondiscriminatory   reason   for   the   different   treatment.
Therefore, we further find complainant has established an  inferential  case
of  race  discrimination  with  regard  to  agency  management's   lack   of
appropriate response to her legitimate fears about  having  to  continue  to
work with CW2.

                                 CONCLUSION

After a review of the record in its entirety, it  is  the  decision  of  the
Commission to affirm in part and reverse in part the agency's  final  order.
The agency is ordered to take the corrective action listed below.

                                ORDER (C0900)

The agency is ordered to take the following remedial action:


1. The agency shall provide complainant with forty-day detail  opportunities
   to  both  the  Building  and  Grounds  and  the  Campground   Maintenance
   Departments and provide her with back pay for any differences  in  salary
   she would have incurred had she originally received these details.

2. The agency is directed to conduct training for the agency  employees  who
   have been found to have created a hostile work environment as well as for
   the management officials  who  failed  to  exercise  reasonable  care  to
   prevent the  hostile  work  environment  and  who  discriminated  against
   complainant.  The agency shall address these employees'  responsibilities
   with respect to eliminating harassment in the workplace.

3.  The  agency  shall  consider  taking  disciplinary  action  against  the
   employees identified as being  responsible  for  the  discrimination  and
   unlawful harassment perpetrated against complainant.   The  agency  shall
   report its decision.  If the agency decides to take disciplinary  action,
   it shall identify the action taken.  If the agency decides  not  to  take
   disciplinary action, it shall set forth the reason(s)  for  its  decision
   not to impose discipline.

4. The agency shall ensure that CW1 and CW2 are separated from  complainant.

5. Within fifteen (15) calendar days  of  the  date  this  decision  becomes
   final, the agency shall give complainant a notice of her right to  submit
   objective evidence (pursuant to the guidance given in Carle v. Department
   of the Navy, EEOC Appeal No. 01922369 (January 5, 1993))  in  support  of
   her claim for compensatory damages within forty-five (45)  calendar  days
   of the date complainant receives the agency's notice.  The  agency  shall
   complete the investigation on the claim for compensatory  damages  within
   forty-five  (45)  calendar  days  of  the  date   the   agency   receives
   complainant's claim for compensatory  damages.   Thereafter,  the  agency
   shall process the claim in accordance with 29 C.F.R. § 1614.110.

6. The agency is further directed to  submit  a  report  of  compliance,  as
   provided in the statement entitled "Implementation  of  the  Commission's
   Decision."  The report shall include supporting  documentation  verifying
   that the corrective action has been implemented.

7. The agency shall complete all of the above actions  within  120  calendar
   days from the date on which the decision becomes final.

                            POSTING ORDER (G0900)

The agency is ordered to post at its facility  in  Yosemite  National  Park,
copies of the attached notice.  Copies of the notice, after being signed  by
the agency's duly authorized representative, shall be posted by  the  agency
within thirty (30) calendar days of the date this  decision  becomes  final,
and shall remain posted for sixty  (60)  consecutive  days,  in  conspicuous
places, including all places where  notices  to  employees  are  customarily
posted.  The agency shall take reasonable steps to ensure that said  notices
are not altered, defaced, or covered by any other  material.   The  original
signed notice is to be submitted to the Compliance Officer  at  the  address
cited  in  the  paragraph  entitled  "Implementation  of  the   Commission's
Decision," within ten (10) calendar days of the expiration  of  the  posting
period.

                           ATTORNEY'S FEES (H0900)

If complainant has been represented by an attorney (as defined by 29  C.F.R.
§ 1614.501(e)(1)(iii)),  he/she  is  entitled  to  an  award  of  reasonable
attorney's fees incurred in the processing  of  the  complaint.   29  C.F.R.
§ 1614.501(e).  The award of attorney's fees shall be paid  by  the  agency.
The attorney shall submit a verified statement of fees to the agency --  not
to  the  Equal  Employment  Opportunity  Commission,   Office   of   Federal
Operations -- within thirty (30) calendar days  of  this  decision  becoming
final.  The agency shall then process  the  claim  for  attorney's  fees  in
accordance with 29 C.F.R. § 1614.501.

             IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with  the  Commission's  corrective  action  is  mandatory.   The
agency shall submit its compliance report within thirty (30)  calendar  days
of the completion of all ordered corrective  action.  The  report  shall  be
submitted to the Compliance Officer, Office  of  Federal  Operations,  Equal
Employment Opportunity Commission, P.O. Box 19848, Washington, D.C.   20036.
 The agency's report must contain supporting documentation, and  the  agency
must send a copy of all submissions to the complainant.  If the agency  does
not comply with the Commission's order, the  complainant  may  petition  the
Commission for enforcement of the  order.   29  C.F.R.  § 1614.503(a).   The
complainant also has the right to file a civil action to enforce  compliance
with  the  Commission's  order  prior  to  or  following  an  administrative
petition for enforcement.  See  29  C.F.R.  §§ 1614.407,  1614.408,  and  29
C.F.R. § 1614.503(g).  Alternatively, the complainant has the right to  file
a civil action on the underlying complaint in accordance with the  paragraph
below entitled "Right to File A Civil Action."  29  C.F.R.  §§ 1614.407  and
1614.408.  A  civil  action  for  enforcement  or  a  civil  action  on  the
underlying complaint is subject to the deadline stated in 42  U.S.C.  2000e-
16(c) (1994 & Supp. IV 1999).  If the complainant files a civil action,  the
administrative processing of  the  complaint,  including  any  petition  for
enforcement, will be terminated.  See 29 C.F.R. § 1614.409.

                       STATEMENT OF RIGHTS - ON APPEAL
                           RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this  case
if the complainant or  the  agency  submits  a  written  request  containing
arguments or evidence which tend to establish that:

       1.     The  appellate   decision   involved   a   clearly   erroneous
           interpretation of material fact or law; or

      2.    The appellate decision will have a  substantial  impact  on  the
           policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief,  must  be  filed
with the Office of Federal Operations  (OFO)  within  thirty  (30)  calendar
days of receipt of this decision or within  twenty  (20)  calendar  days  of
receipt of another  party's  timely  request  for  reconsideration.  See  29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for  29
C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).   All  requests  and
arguments must be submitted to the Director, Office of  Federal  Operations,
Equal Employment Opportunity Commission, P.O. Box  19848,  Washington,  D.C.
20036.  In the absence of a legible  postmark,  the  request  to  reconsider
shall be deemed timely filed if it is received by mail within five  days  of
the expiration of the applicable filing period.  See 29  C.F.R.  § 1614.604.
The request or opposition must also include proof of service  on  the  other
party.

Failure to file within the time period will  result  in  dismissal  of  your
request for reconsideration as untimely,  unless  extenuating  circumstances
prevented the timely filing of the  request.  Any  supporting  documentation
must be submitted with your request  for  reconsideration.   The  Commission
will consider requests for reconsideration filed after the deadline only  in
very limited circumstances.  See 29 C.F.R. § 1614.604(c).

             COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (T0900)

This decision affirms the agency's final decision/action  in  part,  but  it
also requires the agency to continue  its  administrative  processing  of  a
portion of your complaint.  You have the right to file a civil action in  an
appropriate United States District Court within ninety  (90)  calendar  days
from the date that you receive this decision on both that  portion  of  your
complaint which  the  Commission  has  affirmed  and  that  portion  of  the
complaint which has been remanded for continued  administrative  processing.
  In the alternative, you may file a civil  action  after  one  hundred  and
eighty (180) calendar days of the date you filed  your  complaint  with  the
agency, or your appeal with the Commission, until such time  as  the  agency
issues its final decision on your complaint.  If you file  a  civil  action,
you must name as the defendant in  the  complaint  the  person  who  is  the
official agency head or department head, identifying that person by  his  or
her full name and official title.  Failure  to  do  so  may  result  in  the
dismissal of your  case  in  court.   "Agency"  or  "department"  means  the
national organization, and not the local office, facility or  department  in
which you work.  If you file a request to reconsider and also file  a  civil
action, filing a civil action will terminate the  administrative  processing
of your complaint.

                      RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if  you  do  not  have  or  cannot
afford the services of an attorney, you may request that the  Court  appoint
an attorney to represent you and that the  Court  permit  you  to  file  the
action without payment of fees, costs, or other security.  See Title VII  of
the Civil Rights Act of 1964, as amended, 42 U.S.C. §  2000e  et  seq.;  the
Rehabilitation Act of 1973, as amended,  29  U.S.C.  §§  791,  794(c).   The
grant or denial of the request is within the sole discretion of  the  Court.
Filing a request for an attorney does not extend your time in which to  file
a civil action.  Both the request and the civil action must be filed  within
the time limits as stated in the paragraph above ("Right  to  File  A  Civil
Action").


FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations
November 22, 2005
__________________
Date

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Filed under Case Law, Harassment, Hostile Work Environment, Liability, Sex Discrimination, Sexual Harassment

Lowery v. Department of the Navy

Diane Lowery v. Department of the Navy
01982409; 01A10301
September 14, 2001
.


Diane Lowery,
Complainant,

v.

Gordon R. England,
Secretary,
Department of the Navy,
Agency.

Appeal Nos. 01982409; 01A10301

Agency Nos.  DON-95-60042-001; DON-96-60036-012
Hearing Nos. 370-96-X2657; 370-97-X2822
DECISION

Complainant timely initiated two appeals from two Final Agency Decisions
(FAD) concerning her equal employment opportunity (EEO) complaints of
unlawful employment discrimination in violation of Title VII of the Civil
Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq.
The appeals are accepted pursuant to 29 C.F.R. § 1614.405 and consolidated
pursuant to  29 C.F.R. § 1614.606.

Complainant alleges she was discriminated against on the basis of her sex
(female) when: (1) she was sexually harassed by a Senior Chief, who later
became her supervisor, when on September 11, 1995, he told her that she
could lose her job if she did not cooperate with his suggestion that
they could have some sexual fun together; and (2) when on September
19, 1995, the Senior Chief told her that she could lose her job if
she did not loosen up while working at the bar and make her customers
happy (Complaint No. 1).  In addition, complainant alleges that she was
discriminated on the bases of sex (female) and reprisal for her rejection
of a co-worker's sexual advances when she was terminated on November 8,
1995 (Complaint No. 2).

For the following reasons, the Commission AFFIRMS the agency's final
decisions.

Complainant initiated EEO contact on October 24, 1995 with respect to
the first Complaint.  She filed a formal Complaint on December 1, 1995.
After an investigation was conducted, complainant requested a hearing
which took place on January 16 and 21, 1997.  At the time of the hearing,
the agency was in the process of investigating the second EEO complaint
filed by complainant concerning her November 1995 termination.  While the
administrative judge (AJ) suggested the possibility of holding the first
complaint in abeyance so that both complaints could be consolidated
at the hearing, both parties expressed the belief that a decision on
the first complaint would lead to a settlement or withdrawal of the
second complaint.  Accordingly, the hearing went forward on the first
complaint and the AJ issued a decision on October 31, 1997 finding no
discrimination.  Specifically, the AJ determined that complainant failed
to prove, by a preponderance of the evidence, that she was subjected to
sexual harassment.

With respect to the second complaint, the AJ dismissed the matter without
a hearing concluding that  her previous findings of fact served to bar
complainant from proceeding to a hearing.  The findings of fact which
barred complainants claims were as follows.  The AJ determined in the
first hearing that: (1) Complainant did not prove that she was subjected
to a sexual assault on September 11, 1995; (2) Complainant did not
prove that the Senior Chief made sexually offensive comments to her on
September 19, 1995; (3) Complainant  contacted two agency officials about
her allegations of sexual harassment after she received the October 13,
1995 Advanced Notice of Proposed Removal; and (4) Complainant did not
report the alleged sexual harassment to her supervisor (S1).

The agency issued two separate FADs on the complaints referenced above
and found that complainant failed to prove, by a preponderance of the
evidence, that discrimination occurred.  Complainant appealed each FAD.

Complainant's Testimony:

The AJ summarized complainant's testimony as follows.  Complainant began
her employment as a bartender at the Recreation Center at Concord Naval
Weapons Station (CNWS) on September 11, 1995.  Complainant testified
that on that day, she was introduced to a Senior Chief (SC) (male) by
a former bartender (W1) (female), who stated “this is the new bartender
... can you believe she has six children?”  Complainant testified that
SC helped W1 lift a heavy CO2 bottle, had a coke, and left the Recreation
Center bar.  Complainant also testified that W1 left shortly thereafter at
approximately 12:30 p.m.   According to complainant, at approximately 1:00
p.m., SC returned to the bar and asked where the liquor and condiments
were kept.  Complainant testified that although she did not understand SC
to have any job responsibility involving the bar, she thought as Senior
Chief he was planning on helping to “get the club going” for the men under
his command.  Complainant further testified that after she showed him the
alcohol and condiments, he asked to see the laundry room.  She testified
that he walked into the room while she followed him and explained the
use of the different linens.  Complainant testified that SC asked her
if she liked her job, and she responded that she did.  Complainant also
testified that SC said, “Would you like your job some more?”  Complainant
testified that when she asked what he meant, he backed up and closed
the laundry room door with his left hand.  Complainant testified that
she again asked what he meant and he replied, “we could have some fun,
if you would like.”  When she responded that she”really [wasn't] into
that at all,” he stated that “it would make it much better for you.”
Complainant testified that she said, “no, I really don't think so.”  Then,
according to complainant, SC “poked [her] in the chest real hard” and
said, “I think it would be advisable if you just loosen up and you are
not so rigid.”  She responded by saying, “you have got to be kidding me.
What are you doing?”  Complainant also testified that she asked him to
take his hand off the door which he was apparently blocking.

Complainant testified that she tried to lift his hand off the door
but was unable to do so.  She testified that she said, “I really think
you ought to leave open the door so I can get out of here” and that he
poked her in the chest two times “real hard.”  She testified that he
then said, “just loosen up,” and that he “ripped at the top of [her]
blouse.”  She further testified that SC then started opening her pants.
According to complainant, he forced her pants open and then took his
penis out.  Complainant testified that SC penetrated her and ejaculated.

According to complainant, after the sexual assault, SC threatened to kill
her if she told anyone and that “[her] kids [were] going to find [her]
dead.”  He then left the laundry room.  She testified that she “laid down
on the floor” for fifteen to twenty minutes.  She then grabbed a rag,
closed her pants, and left the room.  She testified that she went to the
bar, got some bleach or disinfectant, and attempted to clean herself up
in the bathroom.  She then put on a long white sweater jacket to cover
up her ripped shirt and bleached pants.

According to complainant, she worked the rest of her shift after
the assault.  She testified that she contemplated calling security
or the base captain but decided that SC would learn of her report.
She then decided she would report SC but only for sexual harassment
since, as she testified, “he cannot kill me for that.”  According to
her testimony, complainant then attempted to reach her supervisor (S1)
(male) on the same day as the assault.  She testified that after three
tries she reached him and told him that “the Senior Chief had come in
and he tried to seduce [her] and sexually harass her.  It was terrible
... [she couldn't] believe this [was] happening.”  Complainant testified
that she did not give any details but that S1 told her to calm down and
that he would take care of it.

Complainant further testified that on the same day as the assault,
she called a former co-worker, (W2) (male) and told him that she
was having problems with “this chief” who had sexually harassed her.
Complainant testified that she called W2 again that night and told him
that she thought she was “doing better” and that she was “going to try
to put this out of [her] mind.”  According to complainant, W2 opposed
that idea and confirmed that she had told her immediate supervisor about
the “harassment.”   Complainant further testified that the night of the
assault she told her son that she had been “seduced.”

Complainant testified that on the following day she went to work and
saw SC.  SC was upset over the recission of the “free soda policy” for
on-duty security.  She also testified that SC told her that some customers
had complained about her “hostility” and “rudeness” the night before
when she had tried to close the bar at 12:30 a.m. (the appropriate time).



Complainant also testified that she spoke again with S1 on September 12,
1995.  She testified that she called S1 to discuss the free soda policy
and also asked him if anything was being done about SC.  According to
complainant, S1 stated that “it is being handled.  Don't you worry
about it.”

Complainant testified that she did not see SC again until September 19,
1995.  On that date, according to complainant, S1 entered the bar with
SC and told her they needed to have a meeting with her.  At that time,
S1 told her that he was leaving Concord Naval Weapons Station and that SC
was becoming her new supervisor.  S1 also told her that he had received
complaints from customers about her, including a claim that she had been
found sleeping on the job.  Complainant testified that she expressed
shock that S1 had come in with SC and that she asked right in front of SC,
“[S1], what are you going to do about SC and what happened?”  Complainant
testified that S1 put his hand in front of her mouth and said, “we are
not going to discuss it now.”  Then, in spite of her protests, S1 left
without SC.  Complainant further testified that SC then reiterated that
she needed to “loosen up” and “make these guys happy” and that if she
did not do so, “it could wind up into where we get the whole security
force after [her] into a gang bang.”  Complainant testified that she
told SC to “get the ‘F' out of here” and then tried to call S1 again.
Complainant testified that she was unable to contact S1 so she called
W2 and told him that her current supervisor was doing nothing to address
the problem that the harasser was going to be her new boss.

Complainant also testified that the next day (September 20, 1995) she
called the base chaplain's office.  According to complainant, she left a
message with a male secretary.  The chaplain called her on September 22,
and complainant testified that she told him she was being “very badly
sexually harassed” and mentioned the name of her harasser.  Complainant
testified that the chaplain told her to contact the EEO office on base.

Complainant further testified that sometime prior to September 26, 1995,
she strained her arm dragging some wet styrofoam mats out of the bar.
She eventually filled a worker's compensation claim and had to take time
off from work beginning on or about September 26, 1995.  While she was
out on leave, she received an Advanced Notice of Proposed Removal dated
October 13, 1995.  The Notice was signed by SC.

Complainant testified that she spoke to the chaplain two more times after
her termination (once shortly after she lost her job and once before
the EEO investigation.  She also testified that she hand-delivered a
letter regarding the sexual harassment to the Executive Officer (XO)
(female) prior to September 26, 1995 and later mailed a certified/return
receipt letter to XO after complainant received the Advanced Notice of
Proposed Removal.

Complainant presented three witnesses to corroborate her version
of events.  Her two sons, ages 21 and 26, both testified that their
mother became depressed, reclusive and irritable in mid-September, 1995.
One son testified that his mother told him that a chief sexually harassed
her and it some how involved the laundry room.
Complainant also presented the testimony of a psychologist (P1)
under whose care she has been since September 20, 1996.  P1 testified
that he was the first person to whom complainant revealed the actual
sexual assault.  P1 testified that after two sessions and a series of
psychological tests, he formed the opinion that complainant was telling
the truth about having been raped by SC.

S1 testified that complainant never informed him of the September 11,
1995 incident.  He further generally denied everything testified by
complainant that related to her informing him of sexual harassment.

The chaplain testified that according to his October 1995 telephone
bill, the first time he spoke with complainant was on October 21, 1995.
He testified that she did relate something along the lines of a sexual
assault or harassment.  He also testified that she did name SC as her
harasser.   The chaplain testified that he did not speak with complainant
in September 1995.

W1 testified that she introduced SC to complainant in September, 1995.
She further testified that she did not know that complainant had any
children.  In addition, W1 testified that the diagram of the laundry
room entered as an exhibit did not accurately reflect the position of
the washer and dryer which were in actuality pushed up against the back
wall in the left corner, leaving several feet between the door and the
washer and dryer.

XO testified that she did not learn of complainant's sexual harassment
allegations until the chaplain came to her office on October 23, 1995 and
told her about his call with complainant.  She further testified that she
called S1 at that time and asked if he had been informed of complainant's
allegations, to which he responded in the negative.  XO also testified
that complainant hand-delivered a letter with complainant's responses to
the intent to remove her around October 24, 1995.  XO also testified that
she received via base mail complainant's appeal to the Notice of Removal.

SC testified that he met complainant on September 11, 1995 when they were
introduced by W1.  SC testified that W1 did not mention that complainant
had any children.  SC further testified that he ate his lunch in the
recreation center and then returned to his office.  He denied returning
to the recreation center at any time on September 11, 1995.   SC also
generally denied all of complainant's allegations that he sexually
assaulted or harassed her.  SC also corroborated S1's testimony that he
left with S1 after their meeting with complainant on September 19, 1995.

W2 declined to testified at the hearing.






AJ's Findings and Conclusions

The AJ determined that complainant's witnesses corroborated a finding
that complainant did not make up the sexual harassment allegations
after she received notice of her proposed removal.  However, because
complainant's witnesses' testimony was vague and lacked specificity,
the AJ found that these witnesses did not corroborate complainant's
claim that she was sexually assaulted.

With respect to the rape allegation, the AJ noted that complainant failed
to tell anyone about the rape until more than a year after the incident.
While P1 concluded that complainant was telling the truth, as the agency
counsel pointed out, P1 never spoke to SC, S1, XO, or the chaplain, or
considered any other evidence which contradicts complainant's versions
of events.  Furthermore, the AJ found “disturbing inconsistencies in
[complainant's] story.”  For example, the AJ noted that at one point in
the hearing, she testified that after SC left the laundry room following
the attack, she “laid down on the floor” for fifteen to twenty minutes.
Shortly thereafter, complainant testified that she did not lay down but
rather sat there.  In addition, in her affidavit testimony complainant
stated that she went into the laundry room first and SC was in back
of her.  However, at the hearing complainant testified that SC went
into the laundry room first.  In her affidavit testimony, complainant
testified that she left the laundry room first and went to the bar to use
the phone as SC came out.  At the hearing, complainant testified that she
remained in the laundry room for fifteen to twenty minutes after he left.

The AJ noted that complainant admits that there are inconsistencies
between her affidavit and her hearing testimony but contends that these
contradictions flow naturally from her desire to conceal the rape because
of SC's threats on her life.  However, the AJ found that complainant's
affidavit does not merely leave out the assault from an otherwise accurate
portrayal of the events of September 11, 1995.  Rather, according to
the AJ, complainant's affidavit testimony contains some blatant errors.
For example, complainant stated in her affidavit that SC came out to the
bar, grabbed her arm and said, “you have just lost your job,” to which she
replied, “no, you have just lost your job, whatever it is.”  According to
complainant's hearing testimony, this exchange did not take place at all.

In addition, complainant's testimony regarding her September,
1995 attempts to give management notice of the sexual harassment is
uncorroborated by her own witnesses and contradicted by the agency
witnesses.  Accordingly, the AJ determined that the preponderance of the
evidence strongly suggests that complainant did not tell any management
official of the alleged sexual harassment until after October 20, 1995,
when she received the Advance Notice of Proposed Removal.  Thus, the
AJ determined that, management had no opportunity to take appropriate
remedial action prior to complainant's leaving the work place due to her
injury and subsequent termination.  The AJ noted that the agency cannot be
held liable for any sexual harassment which occurred prior to September
19, 1995 (the day complainant learned SC was to be her new supervisor)
because SC had no apparent or actual authority over complainant which
he used to further any alleged harassment.
While complainant also testified that SC made sexually offensive comments
to her on September 19, 1995 after she learned that SC was to be her
new boss, the AJ concluded that the preponderance of the record does
not establish that SC made the alleged sexually offensive comments.
The AJ noted that both SC and S1 testified that they left the meeting
on September 19, 1995 together.

The AJ noted in her decision that complainant faced a very difficult task
in attempting to prove that a man with an apparently impeccable prior
record committed a violent sexual assault on a woman he had just met and
under very risky circumstances.  Complainant's obstacles of proof are
compounded by her failure to report the alleged assault to anyone until
more than a year later or to preserve any physical evidence.  Furthermore,
the AJ found complainant's testimony “rife with internal inconsistencies,
and her account of relevant post-assault events is uniformly refuted by
the testimony of S1, SC, XO and the chaplain.  In addition, the AJ found
that complainant never provided a wholly satisfactory explanation for
why she feared violent retaliation from SC if she reported the assault,
but not if she claimed he had sexually harassed her.  Accordingly,
based upon the evidence before her, the AJ concluded that complainant
failed to prove her claims by a preponderance of the evidence.

Complaint No. 2

With respect to complainant's second complaint, the AJ granted the
agency's motion to dismiss the complaint without a hearing because the
AJ's prior findings of fact served to bar complainant from proceeding
to a hearing since the second complaint alleged she was terminated due
to her resistance to SC's harassment and/or in retaliation for having
complained of the harassment to her supervisors.

The AJ noted that she made the following factual findings: (1)
Complainant did not prove that she was subjected to a sexual assault
at the hands of SC on September 11, 1995; (2) Complainant did not prove
that SC made sexually offensive comments to her on September 19, 1995;
(3) Complainant contacted the chaplain and XO about her allegations
of sexual harassment after complainant received the October 13, 1995
Advanced Notice of Proposed Removal; and (4) Complainant did not report
the alleged sexual harassment to S1.

With regard to any claim that complainant was terminated in retaliation
for having complained of SC's harassment to S1, the chaplain, and XO, the
AJ concluded that she previously found that complainant did not complain
to any of these individuals until after she received the proposed notice
of termination.  Accordingly, the facts preclude a finding of retaliation.

With respect to complainant's claim that SC (after becoming her
supervisor in October 1995) terminated her because she refused his
advances, the AJ concluded that the testimony at the January 1997
hearing indicated that S1, not SC, initiated the removal action for
complainant.  While complainant contends that the identity of the
person responsible for firing complainant is still in dispute, the
AJ concluded that resolution of this issue is not necessary for her
to find that complainant is collaterally estopped from litigating the
quid pro quo issue.  The AJ determined that in the January1997 hearing,
complainant had a chance to fully and fairly litigate her claim that
SC had sexually harassed her in September 1995.  According to the AJ,
complainant did not prove that the alleged sexual assault and the related
sexual comments occurred on September 11, 1995, nor that SC made sexual
comments to her on September 19, 1995.<1>  While complainant testified
that some contact with SC occurred on September 12, 1995, she failed to
claim that any sexually inappropriate conduct took place on that date.
The AJ concluded that since the issue of sexual harassment has been fully
and fairly litigated, and being that complainant failed to prove that
she was sexually harassed, the AJ found that complainant cannot proceed
on her quid pro quo claim, regardless of the fact that the issue of who
made the decision to terminate her has not been adjudicated.

The Agency adopted the findings and conclusions of the AJ in its FADs.

The complainant argues on appeal that the credibility of the agency's
witnesses is severely undermined by substantial inconsistencies.
Furthermore the complainant argues that the only conclusion to be drawn
from these inconsistencies is that the agency officials were attempting
to cover up the truth.  Specifically, complainant contends, inter alia,
that S1 and SC contradict each other in their testimony regarding whose
decision it was to terminate complainant.  Complainant noted that SC
testified that S1 wrote the proposal letter of termination and left
it on the middle of SC's desk for him to sign on his first day in
the new position.  SC testified that he then faxed the letter to the
Bureau of Personnel in Washington, D.C. for review.  He received it
back with some modifications, retyped it and sent it to complainant.
S1, however, testified that he wrote the proposal letter and faxed it
to the Bureau of Personnel in Washington, D.C. before he left his job
on September 30, 1995.  The Bureau of Personnel had not sent it back
before September 30, 1995.  He put it in a locked file and specifically
informed SC that he had sent it to the Bureau of Personnel and they would
be sending it back to SC.   Complainant contends that this inconsistency
indicates that S1 and SC are lying.  Moreover, complainant argues that
the circumstantial evidence makes it very unlikely that S1 had anything
to do with the proposal letter.  In addition, complainant contends that
S1 testimony indicates that he was unfamiliar with the contents of the
removal letter.  S1 also testified that he had not personally observed
complaints about complainant's performance.  Rather, he testified that
his removal letter was based on complaints he had received from others
(XO and SC).  S1 even testified that XO came to the bar several times
and had seen complainant working.  However, XO and SC both testified
that neither of them had observed complainant working, nor had they
complained to S1 about her.  Accordingly, complainant argues that she was
terminated for conduct that S1 never witnessed but claims to have learned
from XO and SC, yet XO and SC never witnessed complainant's performance.
In addition, complainant points out that she had only worked two weeks
before injuring herself, and notes that it is extremely unusual for any
employee to be terminated after such a short time.

Complainant also argues on appeal that agency witnesses contradict each
other in their testimony as to when they discovered the allegations of
sexual harassment.  Specifically, complainant notes that S1 testified that
the first time he heard anything about the sexual harassment allegations
was when the EEO counselor contacted him, in about December 1995.  Yet XO
testified that as soon as the chaplain called her about complainant's
allegations, which was prior to the EEO complaint filing, she called
S1 to ask him about his knowledge of the allegations.  Similarly,
SC testified that he heard about the allegations for the first time
from the EEO counselor.  SC stated that XO was not allowed to discuss
the allegations with him.  XO testified that she first heard of the
allegations from the chaplain.  XO testified that she did not receive any
letter from complainant dealing with the sexual harassment allegations.
However, XO testified in her affidavit that she thought the letter
was addressed to her and not to SC.  Complainant argues that the only
letter addressed to XO was the letter raising the allegations of sexual
harassment and accordingly, XO must have received such letter instead
of the letter responding to the proposed removal.   Complainant also
asserts the SC's testimony about when he learned of the alleged rape
cannot be true since complainant's counsel did not inform anyone of that
fact until a later date.

Complaint also argues that based upon the chaplain's testimony it
is likely that he first spoke to her in September, 1995 rather than
October 1995.  The chaplain testified in his affidavit that he believed
the telephone call to him occurred “shortly” after the September 11,
1995 incident.  The chaplain mention nothing about a removal but did
mention hearing about an incident of sexual harassment involving SC.
Complainant asserts that if the chaplain's first conversation with
complainant occurred after she had received the proposed termination,
he certainly would have remembered discussing the proposed termination.
Similarly, if the chaplain had been aware of the proposed termination, his
discussion with XO would have included a discussion about the termination,
however, XO testified that they discussed the sexual advances allegedly
made by SC and there was no testimony that they discussed the termination.
Complainant asserts that these facts prove that the chaplain was not
aware of the termination after his first discussion with complainant.

Complainant also alleges that the inconsistencies in her testimony
were minor and should not have been a basis for discrediting her entire
testimony.

 Analysis and Findings

Pursuant to 29 C.F.R. § 1614.405(a), all post-hearing factual findings by
an AJ will be upheld if supported by substantial evidence in the record.
Substantial evidence is defined as “such relevant



evidence as a reasonable mind might accept as adequate to support a
conclusion.”  Universal Camera Corp. v. National Labor Relations Board,
340 U.S. 474, 477 (1951) (citation omitted).  A finding regarding
whether or not discriminatory intent existed is a factual finding.
See Pullman-Standard Co. v. Swint, 456 U.S. 273, 293 (1982).

After a careful review of the record, the Commission finds that the AJ's
decision summarized the relevant facts and referenced the appropriate
regulations, policies, and laws with respect to her sexual harassment
and reprisal claims.

While we agree with complainant's assertions that there are a number
of inconsistencies between the agency witnesses, we nevertheless, find
substantial evidence in the record to uphold the AJ's findings of fact.
We simply find that the AJ had a sufficient basis to conclude that
complainant was not credible.  In addition, while there may be ample
reasons to also find the agency witnesses not credible with respect to
the reasons for complainant's termination and perhaps when they were
advised of the alleged harassment<2>, a finding that the agency witnesses
were also not credible does not change the fact that complainant also
lacked credibility.  Since complainant has the burden of proof, the AJ's
finding that complainant was not credible is sufficient in this matter
to preclude a finding of discrimination.

In addition, given the fact that the AJ's findings of fact are supported
by substantial evidence, we agree with the AJ's determination that
complainant could not prevail on her claims of sexual harassment and
reprisal when she was terminated on November 8, 1995 (Complaint No. 2),
since an essential element of each claim was previously litigated and
resolved against complainant.

Specifically, a complainant may establish a prima facie case of
reprisal by showing that: (1) she engaged in protected activity;
(2) the agency was aware of her protected activity; (3) subsequently,
she was subjected to adverse treatment by the agency; and (4) a nexus
exists between the protected activity and the adverse action. Whitmire
v. Department of the Air Force, EEOC Appeal No. 01A00340 (September 25,
2000).  At the 1997 hearing the AJ determined that the agency was not
aware of complainant's protected activity before the decision was made
to terminate her.   Since we find that this conclusion was supported by
substantial evidence, we agree with the AJ that complainant could not
make out a prima facie case of reprisal.

With respect to the allegation that SC terminated complainant in response
to her rejection of his sexual advances, Quid pro quo harassment is
shown when submission to or rejection of unwelcome sexual conduct by an
individual is used as the basis for employment decisions affecting such
individual. 29 C.F.R. §1604.11 (a)(2); Meritor Savings Bank v. Vinson,
106 S.Ct. 2399, 40 EPD 36,159 (1986); Newells v. U.S. Postal Service,
EEOC Appeal No. 01973359 (September 10, 1999).  Accordingly, complainant
must be able to prove two elements: (1) that unwelcome sexual conduct
took place; and (2) a casually connected employment decision was made.
Since the AJ issued a factual finding, which was supported by substantial
evidence in the record, that unwelcome sexual conduct was not proven,
we agree with the AJ that complainant could not prove the first essential
element of her qui pro quo harassment allegation.

Accordingly, and for the reasons set forth above, the Commission discerns
no basis to disturb the AJ's decision.  Therefore, after a careful
review of the record, including complainant's contentions on appeal,
and arguments and evidence not specifically addressed in this decision,
we AFFIRM the agency final decisions.


STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this
case if the complainant or the agency submits a written request containing
arguments or evidence which tend to establish that:

 1. The appellate decision involved a clearly erroneous interpretation
 of material fact or law; or

 2. The appellate decision will have a substantial impact on the policies,
 practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed
with the Office of Federal Operations (OFO) within thirty (30) calendar
days of receipt of this decision or within twenty (20) calendar days of
receipt of another party's timely request for reconsideration. See 29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for
29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).  All requests
and arguments must be submitted to the Director, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036.  In the absence of a legible postmark, the
request to reconsider shall be deemed timely filed if it is received by
mail within five days of the expiration of the applicable filing period.
See 29 C.F.R. § 1614.604.  The request or opposition must also include
proof of service on the other party.

Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely, unless extenuating circumstances
prevented the timely filing of the request.  Any supporting documentation
must be submitted with your request for reconsideration.  The Commission
will consider requests for reconsideration filed after the deadline only
in very limited circumstances.  See 29 C.F.R. § 1614.604(c).


COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States
District Court within ninety (90) calendar days from the date that you
receive this decision.    If you file a civil action, you must name as
the defendant in the complaint the person who is the official agency head
or department head, identifying that person by his or her full name and
official title.  Failure to do so may result in the dismissal of your
case in court.  "Agency" or "department" means the national organization,
and not the local office, facility or department in which you work. If you
file a request to reconsider and also file a civil action, filing a civil
action will terminate the administrative processing of your complaint.


RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security.  See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court.  Filing a request for an attorney does not extend your time
in which to file a civil action.  Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
("Right to File A Civil Action").


FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations

September 14, 2001
__________________
Date








1 The AJ noted that complainant's last face-to-face contact with SC was
on September 19, 1995.

2 However, we find insufficient basis to discredit the chaplain's
testimony that he first spoke to complainant in October 1995, given
his consistent testimony and the fact that he produced a telephone bill
indicating when his first call to complainant took place.

 

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Filed under Harassment, Hostile Work Environment, Sexual Harassment

Zorrero v. Homeland Security

Elsa Zorrero v. Department of Homeland Security
01A21401
09-04-03
.


Elsa Zorrero,
Complainant,

v.

Tom Ridge,
Secretary,
Department of Homeland Security <1>,
Agency.

Appeal No. 01A21401

Agency No. I-94-6413

DECISION

Complainant initiated an appeal to the Equal Employment Opportunity
Commission (EEOC) from the final decision of the agency concerning her
allegation that the agency violated Title VII of the Civil Rights Act of
1964, as amended, 42 U.S.C. § 2000e et seq.  The Commission accepts the
complainant's appeal from the agency's final order in the above-entitled
matter pursuant to 29 C.F.R. § 1614.405.

The issue presented in this appeal is whether complainant proved, by a
preponderance of the evidence, that she was discriminated against because
of her race (Hispanic)<2>, national origin (Hispanic), sex (female) and
reprisal for engaging in prior EEO activity when: (1) management failed
to take action against a co-worker who harassed her since March 1991;
and (2) she was told that she would not be selected for the position of
Immigration Inspector because of the situation with the co-worker.

Complainant filed a formal complaint, on March 28, 1994, raising the
above issues.  The agency did not began its investigation until March
9, 1998.  Upon completion of the investigation, the agency notified
complainant of her right to a hearing before an EEOC Administrative Judge
(AJ). Complainant requested a final decision from the agency without
a hearing.  On October 25, 2001, the agency issued a decision finding
no discrimination.

The record indicates that complainant began working for the Immigration
and Naturalization Service in June 1988.  From June 1988 until September
20, 1990, complainant was an Immigration Inspector at the San Ysidro,
California Port of Entry (San Ysidro).  While at San Ysidro, complainant
worked with B-1.  Complainant testified that she and B-1 dated “on and
off” from around June 1988 until September 1990, and that he began to
harass her when their relationship ended.  Complainant stated that B-1
would telephone her early in the morning at work and at home, visited
her, wrote her threatening letters, and sent her unwanted flowers.
In September 1990, complainant left San Ysidro and became an Immigration
Information Officer at the San Diego District Office.  Although part
of the reason that she left was to avoid B-1, complainant acknowledged
that she did not inform management of B-1's harassment while she worked
at San Ysidro.

On March 12, 1991, complainant stated that B-1 came to her house seeking
to convince her to end her relationship with another coworker, B-2.
According to complainant, she refused and B-1 slapped her and threatened
her children.  Complainant stated that he continued to harass her.
On July 30, 1991, she indicated that, after allowing B-1 to visit her
home, he raped her.  Complainant reported the incident to the police, but
did not press charges.  Complainant stated that B-1 continued to harass
her, i.e., sending her unwanted letters, and telephoning her at home and
at work.  She also learned that B-1 began circulating a nude photograph
of her at work.  Complainant stated that C-1, an employee at San Ysidro,
told her that she looked nice without any clothes.  Upon questioning C-1,
complainant learned that B-1 was showing a photograph of her that was
taken during their relationship.

Complainant applied for an Immigration Inspector position at San Ysidro
around January 1992.  According to complainant, around the middle of
March 1992, she was told by A-2, the Assistant District Director of
the San Diego District Office, that she was not going to be selected.
A-2 learned about complainant's non-selection from A-1, the San Ysidro
Port Director and the selecting official.<3> According to A-2, A-1 told
him that he had learned from B-1 that complainant had been harassing
him after they separated.  A-1 felt that it would not make sense for
the parties to work at the same place.

After complainant was not selected for the Immigration Inspector
position at San Ysidro, she spoke to A-2 about her non-selection and
the harassment by B-1.  A-2 maintained that complainant told him that
B-1 placed numerous unwanted phone calls to her at home.  He did not
remember complainant telling him that B-1 had phoned her at work, sent
her unwanted correspondence or was circulating photographs of her.
He acknowledged, however, that a management official, whose name he
did not recall, did inform him that photographs were being circulated.
A-2 arranged for A-1 and complainant to meet.

At the meeting, complainant reported B-1's harassment to A-1.  She
provided him with a 5-page memorandum, dated March 26, 1992.  Complainant
stated that, after reading the memorandum, A-1 “sarcastically” remarked,
“What is this, fatal attraction.”<4>  Complainant indicated that:

I told [A-1] that I wanted to make him aware of what was happening and
that I wanted it to cease.  I also told him that I wanted my job back
in San Ysidro. [A-1] said he would bring me back at the San Ysidro [Port
of Entry] in April of 1992, and if there were any further problems with
[B-1], I should report them to EEO.

Exhibit F2, pgs 4 - 5.

Complainant maintained that A-1 retaliated against her by not selecting
her for the Immigration Inspector position because she reported B-1's
harassment.  According to the record, this was complainant's first
EEO activity.  Complainant also gave copies of her memorandum to A-2,
and her immediate supervisor, D-1.  In April 1992, complainant accepted
a position as a Center Adjudication Officer at the California Service
Center.  Other than A-2's assertion that it was a better position,
there is no indication why complainant was not placed in the position
that A-1 referenced.

D-1 testified that she was not aware of telephone calls or unwanted
correspondence from B-1 to complainant.  According to D-1, complainant
told her on a number of occasions that B-1 was harassing her and that
they had restraining orders against each other.  D-1 indicated that she
told her supervisor about complainant's allegations.  He opined that
complainant should put her allegations in writing.  D-1 stated that
complainant never submitted a written complaint to her, and that she
left for the California Service Center shortly thereafter.

In September 1993, A-1 asked complainant for another copy of her 5-page
memorandum.  A-1, according to complainant, told her that he had shredded
the copy that she provided him in March 1992.  A-1 told her that he
“intended to discipline B-1 for reasons unrelated to [her] complaint.”
In October 1993, complainant and B-2 both submitted a signed,
joint memorandum complaining of further acts of harassment by B-1.
The memorandum indicated that, among other things,<5> “[B-1] continues
to show compromising pictures of [complainant] throughout the Ports of
Entry.”  According to B-2, in November 1993, he met with A-1 concerning
the memorandum.  A-1 told B-2 that the memorandum angered him and that
he did not intend to forward it to the Regional Office.  B-2 described
A-1 as being “agitated and visibly upset during our meeting.”  Although
A-1 indicated that the problem would be resolved, B-2 testified that the
problems continued.  Finally, B-2 stated that in 1995, he and complainant
learned that B-1 was still circulating photographs of complainant.

E-1, Branch Chief at the California Service Center, stated that
complainant told her in September 1993, that she was being harassed
by B-1.  Although E-1 indicated that “nearly all of the incidents
the complainant described occurred more than a year prior to her
reporting them to me,” she acknowledged that complainant told her
that B-1 was continuing to circulate nude pictures of complainant.
E-1 advised complainant to ask B-1 in writing to stop contacting her
and circulating the photographs, and to contact the county District
Attorney.  E-1 indicated that she also spoke to her first and second
level supervisors and contacted A-1.  According to E-1, A-1 stated that
he had just learned about the nude photograph and suggested that E-1
contact the local Port Director.  E-1 told A-1 that he should pursue
the matter because none of the witnesses were within her jurisdiction.

A-3 became the San Diego District Director in March 1995.  In September
1995, he met with complainant.  Complainant gave A-3 a memorandum
regarding B-1's harassment.  A-3 promised to look into the allegations.
If he found that the allegations were true, A-3 stated that he would
insure that the harassment would cease.  A-3 spoke to B-1, but he denied
complainant's accusations.  According to A-3, he informed B-1 that such
behavior would not be tolerated.  A-3's Deputy also spoke to several
Inspectors, but he was unable to substantiate complainant's claims.
As a result, B-1 was not disciplined.

B-1 maintained that complainant never told him that she did not want to
correspond with him after their breakup.  He claimed that complainant
initiated several contacts and suggested that they reconcile.  According
to B-1, complainant sent him a nude photograph of herself on September
20, 1993.  B-1 claims that he sent the Deputy Area Port Director a
memorandum about the photograph, but received no response.  The record
does not indicate why B-1 did not provide a copy of this memorandum
to the investigating officer.  After the September 20, 1993 letter,
B-1 maintained that he stopped trying to communicate with complainant.
He denied slapping complainant, threatening her children, or raping her.
B-1 stated that he did not learn about the rape allegation until 1993,
when he tried to renew his concealed weapon permit.  B-1 denied ever
circulating a nude photograph of complainant.  He maintained that he gave
the photograph that complainant allegedly sent him to his Union Steward
when management tried to discipline him in 1993.  According to B-1,
management reduced his grade from GS-11 to GS-9, but that the discipline
was overturned during arbitration.  B-1 did not indicate to what the
disciplinary action pertained.

C-1, an Immigration Inspector, testified that he heard rumors that B-1 had
nude photographs of complainant in his locker.  Contrary to complainant's
testimony, however, C-1 maintained that he never saw the photographs.

C-2, an Immigration Inspector, testified that before she left San Ysidro
in December 1991, B-1 showed her a “naked picture” of complainant.
She could not remember the exact date, but indicated that he took it out
of his briefcase.  C-2 stated that she was aware that other Immigration
Inspectors had also been shown the photographs as well.  C-2 maintained
that she told complainant about the photograph, prior to December 1991.
Complainant claimed, however, that C-2 told her in 1995.

C-3, who served as B-1's supervisor at one point, stated that he learned
that B-1 had a nude photograph of complainant when B-1 gave a photograph
to management around 1992.  C-3 said that when B-1 surrendered the
photograph, he claimed that complainant was continuing to send him
photographs and suggested that she was harassing him.

C-4, an Immigration Inspector, testified that B-1 showed him a
photograph of a nude woman around 1991.  C-4 was not sure if the woman
was complainant.

C-5, a Senior Immigration Inspector, testified that he heard rumors after
complainant left San Ysidro that B-1 was circulating nude photographs
of complainant, but that he never saw them.

C-6, an Immigration Inspector, testified that, prior to May 1992, he
heard rumors of nude photographs of complainant, but that he was not
aware of who was circulating them.  C-6 stated that B-1 told him on
several occasions that complainant was harassing him.

A-4, a Supervisory Immigration Inspector, stated that at some point,
between 1991 and 1993, rumors circulated at San Ysidro that B-1 had
several nude photographs of complainant.  A-4 indicated that he never saw
the photographs and did not report the rumors to upper management because,
it was his understanding that, B-1's circulation of the photographs
had already been brought to the attention of upper level management.
Finally, A-4 indicated that it appeared that most of the Inspector level
employees knew about the photographs.

A-5, a Supervisory Immigration Inspector, stated that he once
overheard employees discussing a nude photograph of a former employee.
A-5 maintained that when he questioned the employees they denied seeing
the photographs or knowing who was in them.  According to A-5, this
incident occurred approximately two and a half years before his April
1998 affidavit.  A-5 did not report the incident to upper management
because he “had no solid evidence of [the photograph's] existence or
who might have been responsible for circulating them.”

The record contains an August 10, 1992 letter from B-1 to complainant.
B-1 indicates, in pertinent part, that “I still have some pictures of you.
If you want them first [start] telling the [truth], then contact me.”

ANALYSIS AND FINDINGS

At the outset, we find that complainant did not establish a prima facie
case of discrimination based on her national origin.  Complainant did
not present evidence that would support an inference that the agency's
actions resulted from discrimination based on her national origin.
Furnco Construction Co. v. Waters, 438 U.S. 567, 576 (1978).

Issue (1)

It is well settled that harassment based on an individual's sex is
actionable.  See Meritor Savings Bank FSB v. Vinson, 477 U.S. 57 (1986).
In order to establish a claim of harassment based on sex, the complainant
must show that: (1) she belongs to the statutorily protected classes;
(2) she was subjected to unwelcome conduct related to her membership
in the class; (3) the harassment complained of was based on sex; (4)
the harassment had the purpose or effect of unreasonably interfering
with her work performance and/or creating an intimidating, hostile,
or offensive work environment; and (5) there is a basis for imputing
liability to the employer. See Henson v. City of Dundee, 682 F.2d 897
(11th Cir. 1982).  The harasser's conduct should be evaluated from the
objective viewpoint of a reasonable person in the victim's circumstances.
Enforcement Guidance on Harris v. Forklift Systems Inc., EEOC Notice
No. 915.002 (March 8, 1994).

Upon review of the record, we find that the preponderance of the evidence
indicates that, complainant has clearly established that nude photographs
of her were circulated at San Ysidro from 1991 through 1995, by B-1.
With respect to elements (1) through (3) of a claim of harassment,
she has shown that she is a member of a statutorily protected class,
the conduct at issue was not welcome, and the harassment complained of
was based upon her sex.  As to element (4), we find that the long-term
circulation of nude photographs in the work place had the purpose or
effect of unreasonably interfering with complainant's work performance
and/or created an intimidating, hostile, or offensive work environment.
Finally, as to element (5), we find that complainant has met her burden
in showing that there is a basis for imputing liability to the agency.

In a case of co-worker harassment, an agency is responsible for
acts of harassment in the workplace where the agency (or its agents)
knew or should have known of the conduct, unless it can show that it
took immediate and appropriate corrective action.  Equal Employment
Opportunity Commission Enforcement Guidance: Vicarious Employer
Liability for Unlawful Harassment by Supervisors (June 18, 1999).
The agency argued that there was no basis for imputing B-1's conduct to
management because it was unaware of the conduct before March 26, 1992,
when complainant's memorandum was given to A-1 and other officials.
Also, the agency argued that there was no evidence that management's
response, after March 26, 1992, was so unreasonable that a finding of
discrimination could be sustained.  We disagree.  Upon being informed
of B-1's actions on March 26, 1992, management failed to respond
reasonably or effectively.  According to complainant, A-1 shredded her
5-page memorandum that discussed the fact that B-1 was distributing nude
photographs of her in the workplace.  Although he had read complainant's
memorandum, A-1, in September 1993, told E-1 that he had just learned of
the nude photographs when she spoke to him about the matter.  Instead of
confronting B-1, he suggested that E-1 contact the local Port Director.
E-1 informed A-1 that he should pursue the matter because none of the
witnesses were within her jurisdiction.  There is no evidence that A-1
ever took any action in response to E-1's inquiry.<6>  Various management
officials, including A-1, A-2<7>, A-4 and A-5, were aware that, from 1991
through 1995, B-1 was circulating nude photographs of complainant, but
no effective action was ever taken to stop B-1. We note in this regard,
the testimony of B-2 that he thought management failed to respond due
to “apathy,” a desire to “protect” B-1, and “the hope that the problem
would cure itself.”

Accordingly, the Commission concludes that complainant has met her burden
of establishing sex-based harassment.

Issue (2)

Complainant maintained that A-1 retaliated against her by not selecting
her for the Immigration Inspector position because she reported
B-1's harassment.  In a reprisal claim, the complainant may establish
a prima facie case of reprisal by showing that: (1) she engaged in a
protected activity; (2) the agency was aware of the protected activity;
(3) subsequently, she was subjected to adverse treatment by the agency;
and (4) a nexus exists between the protected activity and the adverse
treatment.  See McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-03
(1973), Hochstadt v. Worcester Foundation for Experimental Biology,
425 F. Supp. 318, 324 (D. Mass.), aff'd, 545 F.2d 222 (1st Cir. 1976),
Coffman v. Department of Veteran Affairs, EEOC Request No. 05960473
(November 20, 1997), and Whitmire v. Department of the Air Force, EEOC
Appeal No. 01A00340 (September 25, 2000).

The agency maintained that A-1 had already made his decision not to select
complainant prior to his receipt of her March 26, 1992 memorandum, which
was her first EEO activity.  Therefore, the agency concluded that she
failed to state a prima facie case of reprisal discrimination.  We agree
with the agency's conclusion.  We also note that because complainant
had admittedly not reported B-1's conduct at any previous time, she
cannot establish that she had opposed the discriminatory harassment
with respect to her reprisal claim.  Consequently, we do not find that
complainant established that she was discriminated against on the basis
of reprisal with respect to her non-selection.

We also do not find that complainant established discrimination on the
bases of her national origin and sex with regard to her non-selection.
A-1 provided a legitimate non-discriminatory reason for not selecting
complainant for the Immigration Inspector position at San Ysidro, i.e.,
his concern that complainant and B-1 should not work at the same location.
In this regard, we note that B-1 had informed A-1 that complainant had
been harassing him.  Complainant has not established that this reason
was a pretext.

CONCLUSION

Therefore, after a careful review of the record, including arguments
and evidence not specifically addressed in this decision, we REVERSE
the agency's final decision.

ORDER

The agency is ordered to take the following remedial action.

(1)  The agency shall provide EEO training to B-1, A-2, A-4 and A-5
in order to ensure that acts of harassment do not recur, and that
persons reporting incidents of alleged harassment are treated in an
appropriate manner.  The Commission does not consider training to be a
disciplinary action.

(2)  The agency shall consider taking disciplinary action against B-1.
The agency shall report its decision.  If the agency decides to take
disciplinary action, it shall identify the action taken.  If the agency
decides not to take disciplinary action, it shall set forth the reason(s)
for its decision not to impose discipline.

(3)  The agency shall conduct a supplemental investigation pertaining
to complainant's entitlement to compensatory damages incurred as a
result of the agency's discriminatory actions in this matter. The agency
shall afford complainant sixty (60) days to submit additional evidence
in support of a claim for compensatory damages.  Complainant shall
submit objective evidence (pursuant to the guidance given in Carle
v. Department of the Navy, EEOC Appeal No. 01922369 (January 5, 1993))
in support of her claim.  Within forty-five (45) days of its receipt
of complainant's evidence, the agency shall issue a final decision
determining complainant's entitlement to compensatory damages, together
with appropriate appeal rights.

(4)   The agency is further directed to submit a report of compliance,
as provided in the statement entitled "Implementation of the Commission's
Decision."  The report shall include supporting documentation verifying
that the corrective action has been implemented.

POSTING ORDER (G0900)

The agency is ordered to post at its San Ysidro, California facility
copies of the attached notice.  Copies of the notice, after being
signed by the agency's duly authorized representative, shall be posted
by the agency within thirty (30) calendar days of the date this decision
becomes final, and shall remain posted for sixty (60) consecutive days,
in conspicuous places, including all places where notices to employees are
customarily posted.  The agency shall take reasonable steps to ensure that
said notices are not altered, defaced, or covered by any other material.
The original signed notice is to be submitted to the Compliance Officer
at the address cited in the paragraph entitled "Implementation of the
Commission's Decision," within ten (10) calendar days of the expiration
of the posting period.

ATTORNEY'S FEES (H0900)

If complainant has been represented by an attorney (as defined by
29 C.F.R. § 1614.501(e)(1)(iii)), he/she is entitled to an award of
reasonable attorney's fees incurred in the processing of the complaint.
29 C.F.R. § 1614.501(e).  The award of attorney's fees shall be paid
by the agency.  The attorney shall submit a verified statement of fees
to the agency -- not to the Equal Employment Opportunity Commission,
Office of Federal Operations -- within thirty (30) calendar days of this
decision becoming final.  The agency shall then process the claim for
attorney's fees in accordance with 29 C.F.R. § 1614.501.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.
The agency shall submit its compliance report within thirty (30)
calendar days of the completion of all ordered corrective action. The
report shall be submitted to the Compliance Officer, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C.  20036.  The agency's report must contain supporting
documentation, and the agency must send a copy of all submissions to
the complainant.  If the agency does not comply with the Commission's
order, the complainant may petition the Commission for enforcement
of the order.  29 C.F.R. § 1614.503(a).  The complainant also has the
right to file a civil action to enforce compliance with the Commission's
order prior to or following an administrative petition for enforcement.
See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g).
Alternatively, the complainant has the right to file a civil action on
the underlying complaint in accordance with the paragraph below entitled
"Right to File A Civil Action."  29 C.F.R. §§ 1614.407 and 1614.408.
A civil action for enforcement or a civil action on the underlying
complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)
(1994 & Supp. IV 1999).  If the complainant files a civil action, the
administrative processing of the complaint, including any petition for
enforcement, will be terminated.  See 29 C.F.R. § 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this
case if the complainant or the agency submits a written request containing
arguments or evidence which tend to establish that:

 1. The appellate decision involved a clearly erroneous interpretation
 of material fact or law; or

 2. The appellate decision will have a substantial impact on the policies,
 practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed
with the Office of Federal Operations (OFO) within thirty (30) calendar
days of receipt of this decision or within twenty (20) calendar days of
receipt of another party's timely request for reconsideration. See 29
C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for
29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999).  All requests
and arguments must be submitted to the Director, Office of Federal
Operations, Equal Employment Opportunity Commission, P.O. Box 19848,
Washington, D.C. 20036.  In the absence of a legible postmark, the
request to reconsider shall be deemed timely filed if it is received by
mail within five days of the expiration of the applicable filing period.
See 29 C.F.R. § 1614.604.  The request or opposition must also include
proof of service on the other party.

Failure to file within the time period will result in dismissal of your
request for reconsideration as untimely, unless extenuating circumstances
prevented the timely filing of the request.  Any supporting documentation
must be submitted with your request for reconsideration.  The Commission
will consider requests for reconsideration filed after the deadline only
in very limited circumstances.  See 29 C.F.R. § 1614.604(c).

                  COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (T0900)

This decision affirms the agency's final decision/action in part, but it
also requires the agency to continue its administrative processing of a
portion of your complaint.  You have the right to file a civil action in
an appropriate United States District Court within ninety (90) calendar
days from the date that you receive this decision on both that portion
of your complaint which the Commission has affirmed and that portion
of the complaint which has been remanded for continued administrative
processing.    In the alternative, you may file a civil action after
one hundred and eighty (180) calendar days of the date you filed your
complaint with the agency, or your appeal with the Commission, until
such time as the agency issues its final decision on your complaint.
If you file a civil action, you must name as the defendant in the
complaint the person who is the official agency head or department head,
identifying that person by his or her full name and official title.
Failure to do so may result in the dismissal of your case in court.
"Agency" or "department" means the national organization, and not the
local office, facility or department in which you work.  If you file
a request to reconsider and also file a civil action, filing a civil
action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot
afford the services of an attorney, you may request that the Court appoint
an attorney to represent you and that the Court permit you to file the
action without payment of fees, costs, or other security.  See Title VII
of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.;
the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).
The grant or denial of the request is within the sole discretion of
the Court.  Filing a request for an attorney does not extend your time
in which to file a civil action.  Both the request and the civil action
must be filed within the time limits as stated in the paragraph above
("Right to File A Civil Action").

FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations


___09-04-03_______________
Date














































NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
An agency of the United States Government

This Notice is posted pursuant to an Order by the United States Equal
Employment Opportunity Commission, dated                    , which found
that a violation of Title VII of the Civil Rights Act of 1964 (Title VII),
as amended, 42 U.S.C. § 2000e et seq. has occurred at this facility.

Federal law requires that there be no discrimination against any employee
or applicant for employment because of the person's RACE, COLOR, RELIGION,
SEX, NATIONAL ORIGIN, AGE, or DISABILITY with respect to hiring, firing,
promotion, compensation, or other terms, conditions or privileges of
employment.

The San Ysidro, California Port of Entry supports and will comply with
such Federal law and will not take action against individuals because
they have exercised their rights under law.

The San Ysidro, California Port of Entry has been ordered to remedy an
employee affected by the Commission's finding that she was subjected
to a hostile work environment based upon her sex.  As a remedy for the
discrimination, the San Ysidro, California Port of Entry was ordered
to provide training to various management officials and to consider
discipline for the employee found to have harassed the affected employee.
The San Ysidro, California Port of Entry was also ordered to determine
if the affected employee is entitled to compensatory damages and to
ensure that the harassment will not occur again.  The San Ysidro,
California Port of Entry will ensure that officials responsible for
personnel decisions and terms and conditions of employment will abide
by the requirements of all Federal equal employment opportunity laws.

The San Ysidro, California Port of Entry will not in any manner restrain,
interfere, coerce, or retaliate against any individual who exercises his
or her right to oppose practices made unlawful by, or who participates
in proceedings pursuant to, Federal equal employment opportunity law.

       ________________________
Date Posted: ________________
Posting Expires: _____________
29 C.F.R. Part 1614
1The complaint herein was originally filed against the Department of
Justice, Immigration and Naturalization Service.  The Immigration and
Naturalization Service is now a component of the Department of Homeland
Security, Bureau of Citizenship and Immigration Services.

2The Commission recognizes the term “Hispanic” to be an indication of
national origin, not of race.

3A-2 testified that he was probably complainant's fourth or fifth level
supervisor, and A-1's first level supervisor.

4The record indicates that A-1 had retired by the time the agency had
begun its investigation of complainant's claims.  The investigating
officer indicated that the agency was unable to provide him with an
address for A-1.

5B-2 maintained that he was also being harassed by B-1 because of his
relationship with complainant.

6Unlike the agency, we will not speculate that the disciplinary action
that was brought by A-1 against B-1 in October 1993 was related to his
harassment of complainant.  First, we note that A-1 told complainant
that it was unrelated.  Next, the agency did not provide any evidence
regarding this matter.  We find it reasonable to assume that if B-1 had
been disciplined for his conduct towards complainant then the agency
would have provided evidence to that effect.

7We are not satisfied with A-2's testimony that he “effectively” delegated
the responsibility for the investigation of complainant's claims to A-1,
and that he does not recall A-1 ever providing him with any feedback as
to the resolution of the matter.

 

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Filed under Hostile Work Environment, Sexual Harassment

Shofield v. Department of the Army

Genevieve S. Schofield,
Complainant,

v. 

John M. McHugh,
Secretary,
Department of the Army,
Agency.

Appeal No. 0120131039

Agency No. ARHOOD12OCT04045

DECISION

Complainant filed a timely appeal with this Commission from the Agency's decision dated November 14, 2012, dismissing her complaint of unlawful employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq.  

BACKGROUND

At the time of events giving rise to this complaint, Complainant worked as a Contact Representative at the MEB Clinic, Darnall Army Medical Center, Fort Hood, Texas.  

On October 4, 2012, Complainant (female) contacted an Agency EEO counselor and alleged that she had been sexually harassed the previous day by the Lead Health System Specialist ("Employee F") (male). Complainant alleged that she went into his office to offer him some candy from her desk.  The door to the office remained opened.  She said that Employee F stood up, took the candy, hugged her and then deliberately grabbed her right breast with his hand.  Complainant said she immediately slapped his back and said, "what the hell, not cool, not Ok."  She alleged that he replied, "What? You put it there."  Complainant later explained that she was particularly affected by this incident because she had been the victim of a rape as a teenager.

After she sought EEO counseling, the EEO office informed the Commander of the incident, who assigned the Provost Marshal to deal with it. Complainant was instructed by the Provost Marshal to report the incident to the military police.  She did as instructed and later provided a statement to a criminal investigator. 

On October 5, 2012, Complainant said she was approached by her supervisor and informed that Employee F was being moved to another work area and had been given a "no contact" order. Complainant asserts that the supervisor never asked her if she was alright, but instead let her know that she did not appreciate having to hear about the incident from "legal" instead of from Complainant. Complainant further asserts that Employee F was not, in fact, immediately moved and continued to be in the her vicinity until she complained about his presence in the clinic to the Major.1

The Agency also claims that Complainant was referred to the Fort Hood Sexual Harassment Assault Response Program (SHARP) officer.

On October 30, 2012, when the matter was not resolved in counseling, Complainant filed a formal EEO complaint concerning the incident alleging sex discrimination in violation of Title VII. 

On November 14, 2012, the Agency issued a final decision dismissing the complaint, pursuant to 29 C.F.R. § 1614.107(a)(1), for failure to state a claim.  Specifically, the Agency found that, "[s]exual assault is not under the purview of EEO [complaint process]."  

The instant appeal followed.

ANALYSIS AND FINDINGS

An agency shall accept a complaint from any aggrieved employee or applicant for employment who believes that he or she has been discriminated against by that agency because of race, color, religion, sex, national origin, age or disabling condition.  29 C.F.R. §§ 1614.103, .106(a).  The Commission's federal sector case precedent has long defined an "aggrieved employee" as one who suffers a present harm or loss with respect to a term, condition, or privilege of employment for which there is a remedy.  Diaz v. Department of the Air Force, EEOC Request No. 05931049 (April 21, 1994). When the complainant does not allege he or she is aggrieved within the meaning of the regulations, the agency shall dismiss the complaint for failure to state a claim pursuant to 29 C.F.R. § 1614.107(a)(1). 

In Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993), the Supreme Court reaffirmed the holding of Meritor Savings Bank v. Vinson, 477 U.S. 57, 67 (1986), that where, as is the case here, a complaint does not challenge an agency action or inaction regarding a specific term, condition or privilege of employment, a claim of harassment is actionable if it is sufficiently severe or pervasive to alter the conditions of the complainant's employment.  The Court explained that an "objectively hostile or abusive work environment [is created when] a reasonable person would find [it] hostile or abusive" and the complainant subjectively perceives it as such.  Harris, at 21-22.  

Applying this case law, we conclude that the Agency erred in concluding that Complainant failed to state a viable claim of sexual harassment that requires further investigation and processing in the 29 C.F.R. Part 1614 EEO complaint process.  Regardless of whether Complainant used the term "sexual harassment" or "sexual assault," the alleged action, if proven true, was sufficiently severe to state a viable claim of sexual harassment.  

In its brief submitted in response to this appeal, the Agency argues both that the criminal investigation of the incident was inconclusive and that management took prompt and effective action to deal with the situation. In making these arguments, the Agency is addressing the merits of the complaint without a proper investigation as required by the Part 1614 regulations.  These arguments are irrelevant to the procedural issue of whether Complainant has presented a justiciable claim under Title VII.  See Osborne v. Department of the Treasury, EEOC Request No. 05960111 (July 19, 1996); Lee v. United States Postal Service, EEOC Request No. 05930220 (August 12, 1993); Ferrazzoli v. United States Postal Service, EEOC Request No. 05910642 (August 15, 1991).

Accordingly, the Agency's final decision dismissing Complainant's complaint is REVERSED.  The complaint is hereby REMANDED to the Agency for further processing in accordance with this decision and the Order below.

ORDER (E0610)

The Agency is ordered to process the remanded claim in accordance with 29 C.F.R. § 1614.108 et seq.  The Agency shall acknowledge to the Complainant that it has received the remanded claims within thirty (30) calendar days of the date this decision becomes final.  The Agency shall issue to Complainant a copy of the investigative file and also shall notify Complainant of the appropriate rights within one hundred fifty (150) calendar days of the date this decision becomes final, unless the matter is otherwise resolved prior to that time.  If the Complainant requests a final decision without a hearing, the Agency shall issue a final decision within sixty (60) days of receipt of Complainant's request.

A copy of the Agency's letter of acknowledgment to Complainant and a copy of the notice that transmits the investigative file and notice of rights must be sent to the Compliance Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0610)

Compliance with the Commission's corrective action is mandatory.  The Agency shall submit its compliance report within thirty (30) calendar days of the completion of all ordered corrective action. The report shall be submitted to the Compliance Officer, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013.  The Agency's report must contain supporting documentation, and the Agency must send a copy of all submissions to the Complainant.  If the Agency does not comply with the Commission's order, the Complainant may petition the Commission for enforcement of the order.  29 C.F.R. § 1614.503(a).  The Complainant also has the right to file a civil action to enforce compliance with the Commission's order prior to or following an administrative petition for enforcement.  See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g).  Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled "Right to File a Civil Action."  29 C.F.R. §§ 1614.407 and 1614.408.  A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999).  If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated.  See 29 C.F.R. § 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0610)

The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that:

1.	The appellate decision involved a clearly erroneous interpretation of material fact or law; or
2.	The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency.

Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party's timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999).  All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013.  In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period.  See 29 C.F.R. § 1614.604.  The request or opposition must also include proof of service on the other party.  

Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request.  Any supporting documentation must be submitted with your request for reconsideration.  The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances.  See 29 C.F.R. § 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0610)

This is a decision requiring the Agency to continue its administrative processing of your complaint.  However, if you wish to file a civil action, you have the right to file such action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision.  In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or filed your appeal with the Commission.  If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title.  Failure to do so may result in the dismissal of your case in court.  "Agency" or "department" means the national organization, and not the local office, facility or department in which you work.  Filing a civil action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z0610)

If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security.  See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c).  The grant or denial of the request is within the sole discretion of the Court.  Filing a request for an attorney with the Court does not extend your time in which to file a civil action.  Both the request and the civil action must be filed within the time limits as stated in the paragraph above ("Right to File a Civil Action").

FOR THE COMMISSION:


______________________________
Carlton M. Hadden, Director
Office of Federal Operations

May 23, 2013

__________________
Date




1 In its brief in response to the Complainant's appeal, the Agency concedes that, despite the no-contact order, there were several situations during this period where Complainant and Employee F were in the same room, but asserts there was no contact between them.
---------------

------------------------------------------------------------

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2
0120131039





U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
Office of Federal Operations
P.O. Box 77960
Washington, DC 20013




2
0120131039

 

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Filed under Harassment, Hostile Work Environment, Sexual Harassment

Meritor Savings Bank

Meritor is a landmark case because it set this standard about employer liability with regard to hostile environment harassment cases see below:

As to the bank’s liability, the Court of Appeals held that an employer is absolutely liable for sexual harassment practiced by supervisory personnel, whether or not the employer knew or should have known about the misconduct. The court relied chiefly on Title VII’s definition of “employer” to include “any agent of such a person,” 42 U. S. C. § 2000e(b), as well as on the EEOC Guidelines. The court held that a supervisor is an “agent” of his employer for Title VII purposes, even if he lacks authority to hire, fire, or promote, since “the mere existence — or even the appearance — of a significant degree of influence in vital job decisions gives any supervisor the opportunity to impose on employees.” 243 U. S. App. D. C., at 332, 753 F. 2d, at 150.

In accordance with the foregoing, the Court of Appeals reversed the judgment of the District Court and remanded the case for further proceedings. A subsequent suggestion for rehearing en banc was denied, with three judges dissenting. 245 U. S. App. D. C. 306, 760 F. 2d 1330 (1985). We granted certiorari, 474 U. S. 1047 (1985), and now affirm but for different reasons.

Amber’s Summary: so basically I think this case is important because it began to set a standard whereby employers can be liable for hostile working environment’s created by supervisors, even if upper management had no knowledge of this supervisor’s  actions that were creating the hostile environment AND it also explains what employers should do if they want to avoid liability with regard to these kinds of cases

(For example they need to have some kind of procedure in place whereby employees can complain about harassment, employees have to know about the procedure, and be able to use the procedure without fear of retaliation. This is why training is so important.) See what the Supreme Court says below about the employer’s liability in this case where sexual assault was at issue with regard to determining whether the environment was hostile and whether the employer was liable.

Short answer: yes the environment was hostile, because CP does not have to prove that she was actually sexually assaulted, just subjected to unwanted sexual advances and yes the employer is probably liable, because the employer did not have a real avenue by which the CP could complain about the harassment she was experiencing by her supervisor.

Although the District Court concluded that respondent had not proved a violation of Title VII, it nevertheless went on to consider the question of the bank’s liability. Finding that “the bank was without notice” of Taylor’s alleged conduct, and that notice to Taylor was not the equivalent of notice to the bank, the court concluded that the bank therefore could not be held liable for Taylor’s alleged actions. The Court of Appeals took the opposite view, holding that an employer is 70*70 strictly liable for a hostile environmentcreated by a supervisor’s sexual advances, even though the employer neither knew nor reasonably could have known of the alleged misconduct. The court held that a supervisor, whether or not he possesses the authority to hire, fire, or promote, is necessarily an “agent” of his employer for all Title VII purposes, since “even the appearance” of such authority may enable him to impose himself on his subordinates.

The parties and amici suggest several different standards for employer liability. Respondent, not surprisingly, defends the position of the Court of Appeals. Noting that Title VII’s definition of “employer” includes any “agent” of the employer, she also argues that “so long as the circumstance is work-related, the supervisor is the employer and the employer is the supervisor.” Brief for Respondent 27. Notice to Taylor that the advances were unwelcome, therefore, was notice to the bank.

Petitioner argues that respondent’s failure to use its established grievance procedure, or to otherwise put it on notice of the alleged misconduct, insulates petitioner from liability for Taylor’s wrongdoing. A contrary rule would be unfair, petitioner argues, since in ahostile environment harassment case the employer often will have no reason to know about, or opportunity to cure, the alleged wrongdoing.

The EEOC, in its brief as amicus curiae, contends that courts formulating employer liability rules should draw from traditional agency principles. Examination of those principles has led the EEOC to the view that where a supervisor exercises the authority actually delegated to him by his employer, by making or threatening to make decisions affecting the employment status of his subordinates, such actions are properly imputed to the employer whose delegation of authority empowered the supervisor to undertake them. Brief for United States and EEOC as Amici Curiae 22. Thus, the courts have consistently held employers liable for the discriminatory discharges of employees by supervisory personnel, 71*71 whether or not the employer knew, should have known, or approved of the supervisor’s actions. E. g., Anderson v. Methodist Evangelical Hospital, Inc., 464 F. 2d 723, 725 (CA6 1972).

The EEOC suggests that when a sexual harassment claim rests exclusively on a “hostile environment” theory, however, the usual basis for a finding of agency will often disappear. In that case, the EEOC believes, agency principles lead to

“a rule that asks whether a victim of sexual harassment had reasonably available an avenue of complaint regarding such harassment, and, if available and utilized, whether that procedure was reasonably responsive to the employee’s complaint. If the employer has an expressed policy against sexual harassment and has implemented a procedure specifically designed to resolve sexual harassment claims, and if the victim does not take advantage of that procedure, the employer should be shielded from liability absent actual knowledge of the sexually hostile environment(obtained, e. g., by the filing of a charge with the EEOC or a comparable state agency). In all other cases, the employer will be liable if it has actual knowledge of the harassment or if, considering all the facts of the case, the victim in question had no reasonably available avenue for making his or her complaint known to appropriate management officials.” Brief for United States and EEOC as Amici Curiae 26.

As respondent points out, this suggested rule is in some tension with the EEOC Guidelines, which hold an employer liable for the acts of its agents without regard to notice. 29 CFR § 1604.11(c) (1985). The Guidelines do require, however, an “examin[ation of] the circumstances of the particular employment relationship and the job [f]unctions performed by the individual in determining whether an individual acts in either a supervisory or agency capacity.” Ibid.

72*72 This debate over the appropriate standard for employer liability has a rather abstract quality about it given the state of the record in this case. We do not know at this stage whether Taylor made any sexual advances toward respondent at all, let alone whether those advances were unwelcome, whether they were sufficiently pervasive to constitute a condition of employment, or whether they were “so pervasive and so long continuing . . . that the employer must have become conscious of [them],” Taylor v. Jones, 653 F. 2d 1193, 1197-1199 (CA8 1981) (holding employer liable for racially hostile workingenvironment based on constructive knowledge).

We therefore decline the parties’ invitation to issue a definitive rule on employer liability, but we do agree with the EEOC that Congress wanted courts to look to agency principles for guidance in this area. While such common-law principles may not be transferable in all their particulars to Title VII, Congress’ decision to define “employer” to include any “agent” of an employer, 42 U. S. C. § 2000e(b), surely evinces an intent to place some limits on the acts of employees for which employers under Title VII are to be held responsible. For this reason, we hold that the Court of Appeals erred in concluding that employers are always automatically liable for sexual harassment by their supervisors. See generally Restatement (Second) of Agency §§ 219-237 (1958). For the same reason, absence of notice to an employer does not necessarily insulate that employer from liability. Ibid.

Finally, we reject petitioner’s view that the mere existence of a grievance procedure and a policy against discrimination, coupled with respondent’s failure to invoke that procedure, must insulate petitioner from liability. While those facts are plainly relevant, the situation before us demonstrates why they are not necessarily dispositive. Petitioner’s general nondiscrimination policy did not address sexual harassment in particular, and thus did not alert employees to their employer’s 73*73 interest in correcting that form of discrimination. App. 25. Moreover, the bank’s grievance procedure apparently required an employee to complain first to her supervisor, in this case Taylor. Since Taylor was the alleged perpetrator, it is not altogether surprising that respondent failed to invoke the procedure and report her grievance to him. Petitioner’s contention that respondent’s failure should insulate it from liability might be substantially stronger if its procedures were better calculated to encourage victims of harassment to come forward.

If your read below, you will see that this case also established that unwelcome sexual advances create a hostiel working environment event though the discrimination may not be economic, or have created a tangible economic loss, but rather psychological.

Respondent argues, and the Court of Appeals held, that unwelcome sexual advances that create an offensive or hostile working environment violate Title VII. Without question, when a supervisor sexually harasses a subordinate because of the subordinate’s sex, that supervisor “discriminate[s]” on the basis of sex. Petitioner apparently does not challenge this proposition. It contends instead that in prohibiting discrimination with respect to “compensation, terms, conditions, or privileges” of employment, Congress was concerned with what petitioner describes as “tangible loss” of “an economic character,” not “purely psychological aspects of the workplaceenvironment.” Brief for Petitioner 30-31, 34. In support of this claim petitioner observes that in both the legislative history of Title VII and this Court’s Title VII decisions, the focus has been on tangible, economic barriers erected by discrimination.

We reject petitioner’s view. First, the language of Title VII is not limited to “economic” or “tangible” discrimination. The phrase “terms, conditions, or privileges of employment” evinces a congressional intent ” `to strike at the entire spectrum of disparate treatment of men and women’ ” in employment. Los Angeles Dept. of Water and Power v. Manhart,435 U. S. 702, 707, n. 13 (1978), quoting Sprogis v. United Air Lines, Inc., 444 F. 2d 1194, 1198 (CA7 1971). Petitioner has pointed to nothing in the Act to suggest that Congress contemplated the limitation urged here.

65*65 Second, in 1980 the EEOC issued Guidelines specifying that “sexual harassment,” as there defined, is a form of sex discrimination prohibited by Title VII. As an “administrative interpretation of the Act by the enforcing agency,” Griggs v. Duke Power Co., 401 U. S. 424, 433-434 (1971), these Guidelines, ” `while not controlling upon the courts by reason of their authority, do constitute a body of experience and informed judgment to which courts and litigants may properly resort for guidance,’ ” General Electric Co. v. Gilbert, 429 U. S. 125, 141-142 (1976), quoting Skidmore v. Swift & Co.,323 U. S. 134, 140 (1944). The EEOC Guidelines fully support the view that harassment leading to noneconomic injury can violate Title VII.

In defining “sexual harassment,” the Guidelines first describe the kinds of workplace conduct that may be actionable under Title VII. These include “[u]nwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature.” 29 CFR § 1604.11(a) (1985). Relevant to the charges at issue in this case, the Guidelines provide that such sexual misconduct constitutes prohibited “sexual harassment,” whether or not it is directly linked to the grant or denial of an economic quid pro quo, where “such conduct has the purpose or effect of unreasonably interfering with an individual’s work performance or creating an intimidating, hostile, or offensive working environment.” § 1604.11(a)(3).

In concluding that so-called “hostile environment” (i. e., non quid pro quo) harassment violates Title VII, the EEOC drew upon a substantial body of judicial decisions and EEOC precedent holding that Title VII affords employees the right to work in anenvironment free from discriminatory intimidation, ridicule, and insult. See generally 45 Fed. Reg. 74676 (1980). Rogers v. EEOC, 454 F. 2d 234 (CA5 1971), cert. denied, 406 U. S. 957 (1972), was apparently the first case to recognize a cause of action based upon a discriminatory work environment. In Rogers, the Court of Appeals for the Fifth66*66 Circuit held that a Hispanic complainant could establish a Title VII violation by demonstrating that her employer created an offensive work environment for employees by giving discriminatory service to its Hispanic clientele. The court explained that an employee’s protections under Title VII extend beyond the economic aspects of employment:

“[T]he phrase `terms, conditions or privileges of employment’ in [Title VII] is an expansive concept which sweeps within its protective ambit the practice of creating a working environment heavily charged with ethnic or racial discrimination. . . . One can readily envision working environments so heavily polluted with discrimination as to destroy completely the emotional and psychological stability of minority group workers . . . .” 454 F. 2d, at 238.

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Search: Rape, Hostile Environment, Discrete

Search: I performed this search on Google Scholar and this is what it came back  with.

National Railroad Passenger Corporation v. Morgan
536 US 101, 122 S. Ct. 2061, 153 L. Ed. 2d 106 – Supreme Court, 2002 – Google Scholar
… Thus, “[w]hen the workplace is permeated with `discriminatory intimidation, ridicule, and … Title VII,
including those alleging discrimination by being subjected to a hostile working environment. …
between claims based on discrete acts and claims based on hostile work environments. …
Cited by 5251 How cited Related articles All 3 versions Cite Save
Meritor Savings Bank, FSB v. Vinson
477 US 57, 106 S. Ct. 2399, 91 L. Ed. 2d 49 – Supreme Court, 1986 – Google Scholar
… she went there alone, exposed himself to her, and even forcibly raped her on … 2d 1193, 1197-1199
(CA8 1981) (holding employer liable for racially hostile working environment based on … on the
other hand, seeks backpay on the theory that a hostile work environment effected a …
Cited by 10265 How cited Related articles All 3 versions Cite Save
Harris v. Forklift Systems, Inc.
510 US 17, 114 S. Ct. 367, 126 L. Ed. 2d 295 – Supreme Court, 1993 – Google Scholar
… conditions of employment” as the law, the test is not whether work has been impaired, but whether
working conditions have been … may establish a violation of Title VII by proving that discrimination
based on sex has created a hostile or abusive work environment.” The critical …
Cited by 9850 How cited Related articles All 5 versions Cite Save
Faragher v. Boca Raton
524 US 775, 118 S. Ct. 2275, 141 L. Ed. 2d 662 – Supreme Court, 1998 – Google Scholar
… 1352 (CA4 1995) (holding employer vicariously liable in part based on finding that the supervisor’s
rape of employee … 1992) (nursing 796 assistant raped patient … An employer is subject to vicarious
liability to a victimized employee for an actionable hostile environment created by …
Cited by 7857 How cited Related articles All 5 versions Cite Save
Burlington Industries, Inc. v. Ellerth
524 US 742, 118 S. Ct. 2257, 141 L. Ed. 2d 633 – Supreme Court, 1998 – Google Scholar
… in the academic literature, see C. MacKinnon, Sexual Harassment of Working Women (1979 … 17,
21 (1993) (actionable sexual harassment occurs when the workplace is “permeated … an adverse
employment consequence, such as firing or demotion, or a hostile work environment. …
Cited by 6919 How cited Related articles All 5 versions Cite Save
Oncale v. Sundowner Offshore Services, Inc.
523 US 75, 118 S. Ct. 998, 140 L. Ed. 2d 201 – Supreme Court, 1998 – Google Scholar
… and Lyons also physically assaulted Oncale in a sexual manner, and Lyons threatened him with
rape. … I felt that if I didn’t leave my job, that I would be raped or forced to … hostile or abusive work
environment—an environment that a reasonable person would find hostile or abusive …
Cited by 5481 How cited Related articles All 5 versions Cite Save
BURLINGTON N. & SFR CO. v. White
547 US __, 126 S. Ct. 2405, 165 L. Ed. 2d 345 – Supreme Court, 2006 – Google Scholar
… her immediate supervisor, Bill Joiner, had repeatedly told her that women should not be working
in the … constructive discharge doctrine); Harris v. Forklift Systems, Inc., 510 US 17, 21 (1993) (hostile
work environment doctrine). … “The real social impact of workplace behavior often …
Cited by 5592 How cited Related articles All 3 versions Cite Save
Patterson v. McLean Credit Union
491 US 164, 109 S. Ct. 2363, 105 L. Ed. 2d 132 – Supreme Court, 1989 – Google Scholar
… body of evidence [before Congress] pointing to the mistreatment of Negroes by private individuals
and unofficial groups, mistreatment unrelated to any hostile state legislation.” Id … These working
conditions included the use of the whip as an incentive to work harder — the …
Cited by 4729 How cited Related articles All 3 versions Cite Save
Pennsylvania State Police v. Suders
542 US 129, 124 S. Ct. 2342, 159 L. Ed. 2d 204 – Supreme Court, 2004 – Google Scholar
… and can be regarded as an aggravated case of, sexual harassment or hostile work environment.
For an atmosphere of sexual harassment or hostility to be actionable, we … A hostile-environment
constructive discharge claim entails something more: A plaintiff who advances such …
Cited by 1361 How cited Related articles All 5 versions Cite Save
Baskerville v. Culligan Intern. Co.
50 F. 3d 428 – Court of Appeals, 7th Circuit, 1995 – Google Scholar
… A month later she was assigned to work for Michael Hall, the newly hired Western … On one side
lie sexual assaults; other physical contact, whether amorous or hostile, for which … It is not a bright
line, obviously, this line between a merely unpleasant working environment on the …
Cited by 765 How cited Related articles Cite Save
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